SARACEN ENERGY EQUITIES ADVISORS LLC
CRD #150752 SEC #801-70362 HOUSTON, TX 713.285.2900
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUENSING, ALLISON, PAIGE | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| GUTIERREZ, ALFREDO, ROMAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUTIERREZ, ALFREDO, ROMAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLEY, NEIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEY, NEIL, EDWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEY, NEIL, EDWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SARACEN NEK LP | DE | MANAGER | D | Control |
| SARACEN NEK LP | DE | MANAGER AND MEMBER | D | Control |
| SARACEN NEK LP | DE | MANAGER AND MEMBER | D | Control |
| ZORN, RYAN, EDWARD | I | MANAGER | C | Control |
| ZORN, RYAN, EDWARD | I | MANAGER AND MEMBER | C | Control |
| ZORN, RYAN, EDWARD | I | MANAGER AND MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SARACEN LLC | DE | SARACEN NEK LP | F | Control |
| SARACEN LLC | DE | SARACEN NEK LP | F | Control |
| SARACEN LLC | DE | SARACEN NEK LP | F | Control |
| KELLEY, NEIL | I | SARACEN LLC, NEK INVESTCO INC. AND K2 DEVELOPMENT LLC | E | Control |
| KELLEY, NEIL, EDWARD | I | SARACEN LLC | E | Control |
| KELLEY, NEIL, EDWARD | I | NEK INVESTCO, INC. | E | Control |
| KELLEY, NEIL, EDWARD | I | K2 DEVELOPMENT LLC | E | Control |
| KELLEY, NEIL, EDWARD | I | SARACEN LLC | E | Control |
| KELLEY, NEIL, EDWARD | I | NEK INVESTCO, INC. | E | Control |
| KELLEY, NEIL, EDWARD | I | K2 DEVELOPMENT LLC | E | Control |
| K2 DEVELOPMENT, LLC | DE | SARACEN NEK LP | C | |
| K2 DEVELOPMENT, LLC | DE | SARACEN NEK LP | C | |
| K2 DEVELOPMENT, LLC | DE | SARACEN NEK LP | C | |
| NEK INVESTCO, INC. | DE | SARACEN NEK LP | C | |
| NEK INVESTCO, INC. | DE | SARACEN NEK LP | C | |
| NEK INVESTCO, INC. | DE | SARACEN NEK LP | C |
Registrations
Federal
IA
Jul 2, 2009 REGISTERED
Notice Filings (2)
CO TX
Address
FIVE GREENWAY PLAZASUITE 1310
HOUSTON, TX 77046
United States
Phone: 713.285.2900