HUMONICA ASSET MANAGEMENT, LLC
CRD #150767 SEC #801-70396 LARCHMONT, NY 914-833-0875
SEC Registered
Total AUM
$16.6M
Discretionary
$16.6M
Employees
5
Clients
--
Accounts
41
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TARASOFF, JOSH, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| TARASOFF, JOSH, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, LAWRENCE, JEROME | I | MANAGING MEMBER/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDSTEIN, LAWRENCE, JEROME | I | MEMBER/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDSTEIN, LAWRENCE, JEROME | I | MANAGING MEMBER/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDSTEIN, LAWRENCE, JEROME | I | MEMBER/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDSTEIN, LAWRENCE, JEROME | I | MEMBER/PORTFOLIO MANAGER | D | Control |
| GOLDSTEIN, LAWRENCE, JEROME | I | MEMBER/PORTFOLIO MANAGER | D | Control |
| SONKIN, PAUL, D | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| SONKIN, PAUL, D | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
May 24, 2011 REGISTERED
Notice Filings (1)
NY
Address
1865 PALMER AVENUESUITE 108
LARCHMONT, NY 10538
United States
Phone: 914-833-0875