TRADEX CAPITAL MARKETS, LLC.
Legal name: TRADEX CAPITAL MARKETS
CRD #150778 SEC #801-70371 GREENWICH, CT 203-863-1500
SEC Registered
Total AUM
$800M
Discretionary
$800M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 7, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEATTIE, MICHAEL, W. | I | MEMBER | NA | |
| BEATTIE, MICHAEL, WALLACE | I | MEMBER | NA | |
| BEATTIE, MICHAEL, WALLACE | I | MEMBER | NA | |
| CARDILLI, JENNIFER, ANN | I | SENIOR INVESTMENT ANALYST | NA | |
| CARDILLI, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARDILLI, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, MILES | I | CHIEF COMPLIANCE OFFICER | NA | |
| JURY, STEPHEN, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JURY, STEPHEN, ANDREW | I | PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| JURY, STEPHEN, ANDREW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GELLOS, PHILIP, MARK | I | CEO | C | Control |
| GELLOS, PHILIP, MARK | I | PRESIDENT | C | Control |
| GELLOS, PHILIP, MARK | I | PRESIDENT | C | Control |
| SCHLAPFER, RONALD, MAX | I | CHAIRMAN | C | Control |
| SCHLAPFER, RONALD, MAX | I | CEO | C | Control |
| SCHLAPFER, RONALD, MAX | I | CEO | C | Control |
Registrations
Federal
IA
Jul 7, 2009 REGISTERED
Address
35 MASON STREETGREENWICH, CT 6830
United States
Phone: 203-863-1500