BALLEW & THOMPSON INVESTMENT ADVISORS, LLC
CRD #150794 SEC #801-70466 DALLAS, TX 214-723-7007
SEC Registered
Total AUM
$929.2K
Discretionary
$929.2K
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THOMPSON, MELANIE, ROACH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, MELANIE, ROACH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON PRIVATE ADVISORS, LLC | DE | MEMBER | E | Control |
| THOMPSON PRIVATE ADVISORS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THOMPSON, MELANIE, ROACH | I | THOMPSON PRIVATE ADVISORS, LLC | E | |
| THOMPSON, MELANIE, ROACH | I | THOMPSON PRIVATE ADVISORS, LLC | E |
Registrations
Federal
IA
Jan 3, 2011 REGISTERED
Address
3500 MAPLE AVE. STE 420DALLAS, TX 75219
United States
Phone: 214-723-7007