RIA Intelligence

STEPHEN P. MOULTON & ASSOCIATES, LLC

CRD #150825 SEC #801-70429 ROCHESTER, NY 585-473-3333
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
51
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 11, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARTLETT, THOMAS, MARTINICO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
DIPASQUALE, JOHN, THOMASICO-MANAGING MEMBERNA Control
MOULTON, MARTINA, MARYIDIRECTOR OF PARENT CORP.NA Control
MOULTON, MARTINA, MARYIDIRECTOR & CORPORATE SECRETARYNA Control
MOULTON, MARTINA, MARYIDIRECTOR & CORPORATE SECRETARYNA Control
MOULTON, STEPHEN, PAULIMANAGER & CCONA Control
MOULTON, STEPHEN, PAULICCO_CHIEF COMPLIANCE OFFICERNA Control
COBBLESTONE CAPITAL ADVISORS, LLCDEOWNERE Control
MOULTON, STEPHEN, PAULIPRESIDENT, CEO & CCOE Control
MOULTON, STEPHEN, PAULICCO_CHIEF COMPLIANCE OFFICERE Control
MOULTON, STEPHEN, PAULIPRESIDENT, CEO & CCOE Control
MOULTON, STEPHEN, PAULICCO_CHIEF COMPLIANCE OFFICERE Control
STEPHEN P. MOULTON & ASSOCIATES, LTD.DEPARENT COMPANYE

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DIPASQUALE, JOHN, THOMASICOBBLESTONE CAPITAL ADVISORS, LLCF Control
BARTLETT, THOMAS, MARTINICOBBLESTONE CAPITAL ADVISORS, LLCC Control
GOODWIN, DANIEL, ROBERTICOBBLESTONE CAPITAL ADVISORS, LLCC Control
GREAVESTUNNELL, PETER, HUNTINGTONICOBBLESTONE CAPITAL ADVISORS, LLCC Control

Registrations

Federal

IA
Feb 11, 2011 REGISTERED

Notice Filings (1)

NY

Address

140 ALLENS CREEK ROAD
ROCHESTER, NY 14618-3304
United States
Phone: 585-473-3333