RIA Intelligence

RIVER SOURCE WEALTH MANAGEMENT, LLC

CRD #150852 SEC #801-70474 WAYNESVILLE, NC 828-452-1288
SEC Registered
Total AUM
$235.6M
Discretionary
$187.6M
Employees
3
Clients
--
Accounts
1,273

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 7, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
ANDERSON, STEPHEN, BRANDONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control
PHELAN, TIMOTHY, FRANCISIMANAGING MEMBERD Control

Registrations

Federal

IA
Mar 7, 2017 REGISTERED

Notice Filings (3)

FL MD NC

Address

168 TATE STREET
WAYNESVILLE, NC 28786
United States
Phone: 828-452-1288