BREITHORN CAPITAL MANAGEMENT LLC
CRD #150910 SEC #801-70451 NEW YORK, NY 212-487-4960
SEC Registered
Total AUM
$160.7M
Discretionary
$160.7M
Employees
5
Clients
--
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 21, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DALY, CHARLES, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALY, CHARLES, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALY, CHARLES, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALY, CHARLES, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORE, VANESSA, EUGENIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORE, VANESSA, EUGENIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORE, VANESSA, EUGENIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORE, VANESSA, EUGENIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORE, VANESSA, EUGENIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORE, VANESSA, EUGENIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ONEFATER, BORIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POLANSKI, ANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| SHAFIR, IOLANTA, V | I | ADMINISTRATOR, TRADER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULRICH, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULRICH, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULRICH, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULRICH, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, ADRIAN | I | CHIEF OPERATING OFFICER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, BENNER, ANTHONY | I | PORTFOLIO MANAGER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| YU, CAROLINE, HSIAOSU | I | PORTFOLIO MANAGER | NA | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| KENDALL HOLDINGS LLC | DE | MEMBER | E | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER, SOLE MANAGING MEMBER | E | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER, SOLE MANAGING MEMBER | E | Control |
| ULRICH, RONALD, JOHN | I | CHIEF EXECUTIVE OFFICER, SOLE MANAGING MEMBER | E | Control |
| HEITMEYER, ROLF, NIELS | I | PORTFOLIO MANAGER | C | Control |
| HEITMEYER, ROLF, NIELS | I | PORTFOLIO MANAGER | C | Control |
| HEITMEYER, ROLF, NIELS | I | PORTFOLIO MANAGER | C | Control |
| HEITMEYER, ROLF, NIELS | I | PORTFOLIO MANAGER | C | Control |
| HEITMEYER, ROLF, NIELS | I | PORTFOLIO MANAGER | C | Control |
| HEITMEYER, ROLF, NIELS | I | PORTFOLIO MANAGER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ ADRIAN E. ULRICH AND HIS ISSUE | DE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ ADRIAN E. ULRICH AND HIS ISSUE | DE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ ADRIAN E. ULRICH AND HIS ISSUE | DE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ ADRIAN E. ULRICH AND HIS ISSUE | DE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ ADRIAN E. ULRICH AND HIS ISSUE | DE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ ADRIAN E. ULRICH AND HIS ISSUE | DE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ BENNER A. ULRICH AND HIS ISSUE | FE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ BENNER A. ULRICH AND HIS ISSUE | FE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ BENNER A. ULRICH AND HIS ISSUE | FE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ BENNER A. ULRICH AND HIS ISSUE | FE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ BENNER A. ULRICH AND HIS ISSUE | FE | MEMBER | C | Control |
| THE RONALD J. ULRICH 1998 GST TRUST F/B/O/ BENNER A. ULRICH AND HIS ISSUE | FE | MEMBER | C | Control |
| ULRICH, RONALD, JOHN | I | SENIOR ADVISOR | B | |
| ULRICH, RONALD, JOHN | I | SENIOR ADVISOR | B | |
| ULRICH, RONALD, JOHN | I | SENIOR ADVISOR | B | |
| ULRICH, RONALD, JOHN | I | SENIOR ADVISOR | B | |
| ULRICH, RONALD, JOHN | I | SENIOR ADVISOR | B | |
| ULRICH, RONALD, JOHN | I | SENIOR ADVISOR | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
| ULRICH, RONALD, JOHN | I | KENDALL HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Jul 21, 2016 REGISTERED
Notice Filings (2)
CT NY
Address
509 MADISON AVENUE5TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-487-4960