THREEPOINT CAPITAL GROUP, LLC
Legal name: NORIBA ADVISORS
CRD #150981 SEC #801-72642 WOODLAND HILLS, CA 818-483-1001
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANERJEE, DEBASISH | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP, CFO | NA | |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSAM, AHMAD YAMA | I | MANAGING MEMBER, CEO | NA | Control |
| BASSAM, AHMAD YAMA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOELSCHER, MICHAEL J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOELSCHER, MICHAEL J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOELSCHER, MICHAEL J ("MI ONLY") | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOELSCHER, MICHAEL J ("MI ONLY") | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOELSCHER, MICHAEL J ("MI ONLY") | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOELSCHER, MICHAEL J ("MI ONLY") | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
| ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
| BASSAM, AHMAD YAMA | I | ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
CA
Address
6300 CANOGA AVENUESUITE 1590
WOODLAND HILLS, CA 91367
United States
Phone: 818-483-1001