ELLIS CAPITAL MANAGEMENT, INC.
Legal name: ELLIS CAPITAL MANAGEMENT
CRD #150988 SEC #801-70524 MUSKEGON, MI 231-728-2406
SEC Registered
Total AUM
$36.4M
Discretionary
$36.4M
Employees
1
Clients
0
Accounts
103
Firm Details
- Organization Type
- Corporation
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTESON, KATHLEEN, A. | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
| ELLIS, DAVID, KIRK | I | PRESIDENT/OWNER | E | Control |
Registrations
Federal
IA
May 9, 2012 REGISTERED
Notice Filings (1)
MI
Address
221 W. WEBSTER AVE.SUITE 400
MUSKEGON, MI 49440
United States
Phone: 231-728-2406