RAFALKO INVESTMENT ADVISORY, LLC
CRD #151028 SEC #801-78305 GLEN ALLEN, VA 804-888-7765
SEC Registered
Total AUM
$15.4M
Discretionary
$10M
Employees
2
Clients
0
Accounts
72
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, SUSAN, HORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAFALKO, CELIA, A | I | MANAGING MEMBER / MANAGING DIRECTOR / CCO | E | Control |
| RAFALKO, CELIA, A | I | MANAGING MEMBER / MANAGING DIRECTOR | E | Control |
| RAFALKO, CELIA, A | I | MANAGING MEMBER / MANAGING DIRECTOR | E | Control |
| RAFALKO, CELIA, A | I | MANAGING MEMBER / MANAGING DIRECTOR | E | Control |
| RAFALKO, CELIA, A | I | MANAGING MEMBER / MANAGING DIRECTOR / CCO | E | Control |
| RAFALKO, CELIA, A | I | MANAGING MEMBER / MANAGING DIRECTOR | E | Control |
| RAFALKO, CELIA, A | I | MANAGING DIRECTOR | E | Control |
Registrations
Federal
IA
Mar 13, 2014 REGISTERED
Notice Filings (2)
TX VA
Address
10900 NUCKOLS RDSUITE 200
GLEN ALLEN, VA 23060
United States
Phone: 804-888-7765