WAKEFIELD CAPITAL MANAGEMENT, INC.
CRD #151096 SEC #801-70592 CHEVY CHASE, MD 301-941-1660
SEC Registered
Total AUM
$113M
Discretionary
$34M
Employees
6
Clients
0
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEET, ROBERT, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| SWEET, ROBERT, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| SWEET, ROBERT, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| SWEET, ROBERT, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| SWEET, ROBERT, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| TOMASSO, DONALD, CHARLES | I | VICE CHAIRMAN | NA | Control |
| WILLISON JR., DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLISON JR., DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLISON JR., DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLISON JR., DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLISON JR., DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | E | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | E | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | E | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | E | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | E | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NORDBERG, EDWARD, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | A | Control |
| OBRIEN, TIMOTHY, PATRICK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| OBRIEN, TIMOTHY, PATRICK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| OBRIEN, TIMOTHY, PATRICK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| OBRIEN, TIMOTHY, PATRICK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| OBRIEN, TIMOTHY, PATRICK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| SEAN P. MURPHY REVOCABLE TRUST | DE | OWNER | A | |
| SEAN P. MURPHY REVOCABLE TRUST | DE | OWNER | A | |
| SEAN P. MURPHY REVOCABLE TRUST | DE | SEAN P. MURPHY, TRUSTEE | A | |
| SEAN P. MURPHY REVOCABLE TRUST | DE | OWNER | A | |
| WAKEFIELD CAPITAL MANAGEMENT, INC. | DE | SEAN P. MURPHY, TRUSTEE | A | |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WILLISON, DANIEL, LEE | I | EXECUTIVE VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MURPHY, SEAN, PATRICK | I | SEAN P. MURPHY REVOCABLE TRUST | E | Control |
| MURPHY, SEAN, PATRICK | I | SEAN P. MURPHY REVOCABLE TRUST | E | Control |
| MURPHY, SEAN, PATRICK | DE | SEAN P. MURPHY REVOCABLE TRUST | E | Control |
| MURPHY, SEAN, PATRICK | I | SEAN P. MURPHY REVOCABLE TRUST | E | Control |
| MURPHY, SEAN, PATRICK | I | SEAN P. MURPHY REVOCABLE TRUST | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
MD
Address
2 WISCONSIN CIRCLESUITE 540
CHEVY CHASE, MD 20815
United States
Phone: 301-941-1660