ASCENDANT ADVISORS, LLC
CRD #151127 SEC #801-72278 HOUSTON, TX 713-552-1880
SEC Registered Broker-Dealer
Total AUM
$125.2M
Discretionary
$124M
Employees
10
Clients
0
Accounts
57
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JAMES, HARVEY | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | NA | Control |
| SMURL, MICHAEL, TODD | I | CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| LEE, JAMES, HARVEY | I | ASCENDANT ADVISORS GROUP, LLC | F | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
| ASCENDANT ADVISORS GROUP, LLC | DE | ASCENDANT ADVISORS GP, LLC | E | Control |
Registrations
Federal
IA
Jun 29, 2020 REGISTERED
Notice Filings (3)
FL NJ TX
Address
770 S. POST OAK LANESUITE 270
HOUSTON, TX 77056
United States
Phone: 713-552-1880