PAUL-ELLIS INVESTMENT ASSOCIATES
CRD #151162 SEC #801-70460 PHILADELPHIA, PA 855-275-7343
SEC Registered
Total AUM
$15M
Discretionary
$15M
Employees
1
Clients
0
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- JULY
- Registration Date
- --
- Latest Filing
- Nov 9, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAGERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRZELECKI, MICHAEL, T | I | SENIOR VICE-PRESIDENT, RISK MANAGEMENT | NA | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ELLIS, JOHN, DEE | I | MANAGING MEMBER | D | Control |
| ELLIS, JOHN, DEE | I | MANAGING MEMBER | D | Control |
| ELLIS, JOHN, DEE | I | MANAGING MEMBER | D | Control |
| ELLIS, JOHN, DEE | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | D | Control |
| PAUL, JOSEPH, ANDREW | I | PRESIDENT | D | Control |
| PAUL, JOSEPH, ANDREW | I | MANAGING MEMBER | D | Control |
| PAUL, JOSEPH, ANDREW | I | MANAGING MEMBER | D | Control |
| PAUL, JOSEPH, ANDREW | I | PRESIDENT | D | Control |
| PAUL, JOSEPH, ANDREW | I | MANAGING MEMBER | D | Control |
| PAUL, JOSEPH, ANDREW | I | PRESIDENT | D | Control |
| PAUL, JOSEPH, ANDREW | I | PRESIDENT | D | Control |
| PAUL, JOSEPH, ANDREW | I | PRESIDENT | D | Control |
| PAUL, JOSEPH, ANDREW | I | PRESIDENT | D | Control |
| PAUL, JOSEPH, ANDREW | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
Nov 9, 2011 REGISTERED
Notice Filings (2)
FL PA
Address
1818 MARKET ST.18TH FLR; SUITE 1816
PHILADELPHIA, PA 19103
United States
Phone: 855-275-7343