MCBROOM & ASSOCIATES, LLC
CRD #151187 SEC #801-121225 LAS VEGAS, NV 702-267-6649
SEC Registered
Total AUM
$215.2M
Discretionary
$213.9M
Employees
4
Clients
0
Accounts
206
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | |
| DU BOIS, YUKO, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | NA | Control |
| MCBROOM FAMILY TRUST | DE | BENEFICIARY OWNER | E | Control |
| MCBROOM, MARTIN, WILLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCBROOM, MARTIN, WILLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCBROOM, MARTIN, WILLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCBROOM, MARTIN, WILLEY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | E | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT AND CEO | E | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (6)
AR AZ CA ID NV TX
Address
1635 VILLAGE CENTER CIRSTE 140
LAS VEGAS, NV 89134-6375
United States
Phone: 702-267-6649