THIRD SIGMA INVESTMENT ADVISORS LLC
CRD #151188 SEC #801-123568 WILMINGTON, DE 302-656-1111
SEC Registered
Total AUM
$116.2M
Discretionary
$116.2M
Employees
4
Clients
--
Accounts
40
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| BAKER, THEODORE, FRANKLIN KING | I | VICE PRESIDENT | NA | |
| COOPER, JENNIFER, ANN | I | PARTNER | NA | |
| COOPER, JENNIFER, ANN | I | PARTNER | NA | |
| Dombkoski, Ruth, Ann | I | PASSIVE INVESTOR | NA | |
| Dombkoski, Ruth, Ann | I | PASSIVE INVESTOR | NA | |
| Dombkoski, Ruth, Ann | I | PASSIVE INVESTOR | NA | |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| CONES, GEORGE, ERNEST | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| MALLOCH CAPITAL MANAGEMENT, INC. | DE | MEMBER | C | Control |
| MALLOCH CAPITAL MANAGEMENT, INC. | DE | MEMBER | C | Control |
| MALLOCH CAPITAL MANAGEMENT, INC. | DE | MEMBER | C | Control |
| COOPER, JENNIFER, ANN | I | MANAGING DIRECTOR | B | Control |
| COOPER, JENNIFER, ANN | I | MANAGING DIRECTOR | B | Control |
| COOPER, JENNIFER, ANN | I | PARTNER | B | |
| COOPER, JENNIFER, ANN | I | MANAGING DIRECTOR | B | Control |
| COOPER, JENNIFER, ANN | I | MANAGING DIRECTOR | B | Control |
| HOLLOWAY, MONIQUE | I | DIRECTOR OF OPERATIONS AND CLIENT SERVICES | B | |
| HOLLOWAY, MONIQUE | I | DIRECTOR OF OPERATIONS AND CLIENT SERVICES | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MALLOCH, RYAN, L | I | MALLOCH CAPITAL MANAGEMENT, INC. | D | Control |
Registrations
Federal
IA
Aug 28, 2025 REGISTERED
Notice Filings (8)
DE MD MI NJ OH PA TX VA
Address
700 NORTH CLAYTON STREETWILMINGTON, DE 19805
United States
Phone: 302-656-1111