EXCHANGE TRADED CONCEPTS, LLC
CRD #151197 SEC #801-70485 OKLAHOMA CITY, OK 405-778-8377
SEC Registered
Total AUM
$10.2B
Discretionary
$10.2B
Employees
17
Clients
--
Accounts
84
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2025
- Branch Offices
- 1
- LEI
- 549300BB5DRIKK8VVV91
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | OFFICER | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BERTUMEN, ABIGAIL, LYNN | I | GENERAL COUNSEL | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, ALYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, ALYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, AYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, AYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, AYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, AYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, AYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARIE, AYSSA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, ROBERT, LAW | I | GENERAL COUNSEL | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWENFELS, DENNIS, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALINOWSKI, RICHARD | I | GENERAL COUNSEL | NA | Control |
| MALINOWSKI, RICHARD | I | GENERAL COUNSEL | NA | Control |
| MALINOWSKI, RICHARD | I | GENERAL COUNSEL | NA | Control |
| MALINOWSKI, RICHARD | I | GENERAL COUNSEL | NA | Control |
| MALINOWSKI, RICHARD | I | GENERAL COUNSEL | NA | Control |
| MALINOWSKI, RICHARD | I | CO- CHIEF EXECUTIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mills, David, Wesley | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHURINGA, DARREN, R. | I | TREASURER | NA | Control |
| SCHURINGA, DARREN, R. | I | TREASURER | NA | Control |
| SCHURINGA, DARREN, R. | I | TREASURER | NA | Control |
| SCHURINGA, DARREN, R. | I | MEMBER | NA | Control |
| SCHURINGA, DARREN, R. | I | TREASURER | NA | Control |
| SCHURINGA, DARREN, R. | I | TREASURER | NA | Control |
| SCHURINGA, DARREN, R. | I | MEMBER | NA | Control |
| SEROWIK, ANDREW, PAUL | I | OFFICER | NA | Control |
| SEROWIK, ANDREW, PAUL | I | OFFICER | NA | Control |
| SEROWIK, ANDREW, PAUL | I | CO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| Taylor, Randal, Kyle | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Taylor, Randal, Kyle | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Taylor, Randal, Kyle | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Taylor, Randal, Kyle | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WOODARD, MICHAEL, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODARD, MICHAEL, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODARD, MICHAEL, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| COTTONWOOD ETF HOLDINGS, LLC | DE | MEMBER | D | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FAITHSHARES INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| STEVENS, JAMES, GARRETT | I | CHIEF BUSINESS OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | F | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | F | |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN GST TRUST | F | |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| SHERRY, MAUREEN, ANN | I | RICHARD HOGAN 2001 GST TRUST (COTTONWOOD & MONT BLANC) | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| STUART, TODD, ALAN | I | RICHARD HOGAN 2001 GST TRUST | F | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| HOGAN, RICHARD, ROBERT | I | RICHARD HOGAN REVOCABLE TRUST | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | MONT BLANC HOLDINGS, LLC | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | D | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PHILLIPS, THOMPSON, SYLVESTER | D | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | D | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | D | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | D | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | D | Control |
| HOGAN, RICHARD, ROBERT | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| HOGAN, RICHARD, ROBERT | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| HOGAN, RICHARD, ROBERT | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| HOGAN, RICHARD, ROBERT | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN 2001 GST TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | COTTONWOOD ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | FAITHSHARES INVESTMENT MANAGEMENT, LLC | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
| STEVENS, JAMES, GARRETT | I | STEVENS, JAMES, GARRETT | C | Control |
Registrations
Federal
IA
Sep 26, 2025 REGISTERED
Notice Filings (2)
NY OK
Address
10900 HEFNER POINTE DRIVESUITE 400
OKLAHOMA CITY, OK 73120
United States
Phone: 405-778-8377