FFT WEALTH MANAGEMENT LLC
Legal name: FFT WEALTH MANAGEMENT
CRD #151225 SEC #801-70638 PHILADELPHIA, PA 610-545-6100
SEC Registered Private Funds
Total AUM
$6.1B
Discretionary
$1.2B
Employees
45
Clients
51
Accounts
116
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARSE, DAVID, MICHAEL | I | CHAIRMAN | NA | Control |
| BARSE, DAVID, MICHAEL | I | CHAIRMAN | NA | Control |
| BARSE, DAVID, MICHAEL | I | CHAIRMAN | NA | Control |
| BARSE, DAVID, MICHAEL | I | CHAIRMAN | NA | Control |
| BARSE, DAVID, MICHAEL | I | CHAIRMAN | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT AND CEO | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT AND CEO | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT AND CEO | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT AND CEO | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | |
| BLOOMFIELD, KEITH, M | I | PRESIDENT AND CEO | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, M | I | PRESIDENT | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGAN, VINCENT, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DUGAN, VINCENT, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DUGAN, VINCENT, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DUGAN, VINCENT, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DUGAN, VINCENT, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | VICE CHAIRMAN | NA | Control |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCGRATH, JAMES, CLEMENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| ORTIZ, PETER, MARC | I | CHIEF OPERATING OFFICER | NA | |
| WALSH, JONATHAN, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, CRAIG, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, CRAIG, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, CRAIG, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, CRAIG, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, CRAIG, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| THIRD AVENUE HOLDINGS DELWARE LLC | DE | EQUITYHOLDER OF FFT WEALTH MANAGEMENT LLC | E | Control |
| THIRD AVENUE HOLDINGS DELWARE LLC | DE | EQUITYHOLDER OF FFT WEALTH MANAGEMENT LLC | E | Control |
| THIRD AVENUE HOLDINGS DELWARE LLC | DE | EQUITYHOLDER OF FFT WEALTH MANAGEMENT LLC | E | Control |
| THIRD AVENUE HOLDINGS DELWARE LLC | DE | EQUITYHOLDER OF FFT WEALTH MANAGEMENT LLC | E | Control |
| THIRD AVENUE HOLDINGS DELWARE LLC | DE | EQUITYHOLDER OF FFT WEALTH MANAGEMENT LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AFFILIATED MANAGERS GROUP INC | DE | AMG WEALTH PARTNERS LP | F | Control |
| AFFILIATED MANAGERS GROUP INC | DE | AMG WEALTH PARTNERS LP | F | Control |
| AFFILIATED MANAGERS GROUP INC | DE | AMG WEALTH PARTNERS LP | F | Control |
| AFFILIATED MANAGERS GROUP INC | DE | AMG WEALTH PARTNERS LP | F | Control |
| AFFILIATED MANAGERS GROUP INC | DE | AMG WEALTH PARTNERS LP | F | Control |
| BLOOMFIELD, KEITH, M | I | FWM HOLDINGS, LLC | F | |
| GREGORCHUK, PAUL, SCOTT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | F | Control |
| GREGORCHUK, PAUL, SCOTT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| GREGORCHUK, PAUL, SCOTT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| GREGORCHUK, PAUL, SCOTT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| GREGORCHUK, PAUL, SCOTT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LENFEST, BROOK, JAMES | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | F | Control |
| LENFEST, BROOK, JAMES | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LENFEST, BROOK, JAMES | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LENFEST, BROOK, JAMES | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LENFEST, BROOK, JAMES | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LUTERMAN, WILLIAM, DAVID | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | F | Control |
| LUTERMAN, WILLIAM, DAVID | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LUTERMAN, WILLIAM, DAVID | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LUTERMAN, WILLIAM, DAVID | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| LUTERMAN, WILLIAM, DAVID | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| MCGRATH, JAMES, CLEMENT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| MCGRATH, JAMES, CLEMENT | I | FWM HOLDINGS, LLC | F | |
| MCGRATH, JAMES, CLEMENT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| MCGRATH, JAMES, CLEMENT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| MCGRATH, JAMES, CLEMENT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| MCGRATH, JAMES, CLEMENT | I | LGL PARTNERS, LLC & BALA CAPITAL GROUP, LLC | F | Control |
| AFFILIATED MANAGERS GROUP INC. | DE | AMG NEW YORK HOLDINGS CORP. | E | Control |
| AFFILIATED MANAGERS GROUP INC. | DE | AMG NEW YORK HOLDINGS CORP. | E | Control |
| AFFILIATED MANAGERS GROUP INC. | DE | AMG NEW YORK HOLDINGS CORP. | E | Control |
| AFFILIATED MANAGERS GROUP INC. | DE | AMG NEW YORK HOLDINGS CORP. | E | Control |
| AFFILIATED MANAGERS GROUP INC. | DE | AMG NEW YORK HOLDINGS CORP. | E | Control |
| AMG NEW YORK HOLDINGS CORP. | DE | EL-TRAIN ACQUISITION LLC | E | Control |
| AMG NEW YORK HOLDINGS CORP. | DE | EL-TRAIN ACQUISITION LLC | E | Control |
| AMG NEW YORK HOLDINGS CORP. | DE | EL-TRAIN ACQUISITION LLC | E | Control |
| AMG NEW YORK HOLDINGS CORP. | DE | EL-TRAIN ACQUISITION LLC | E | Control |
| AMG NEW YORK HOLDINGS CORP. | DE | EL-TRAIN ACQUISITION LLC | E | Control |
| AMG WEALTH PARTNERS, LP | DE | 400 ACQUISITION LLC | E | Control |
| AMG WEALTH PARTNERS, LP | DE | 400 ACQUISITION LLC | E | Control |
| AMG WEALTH PARTNERS, LP | DE | 400 ACQUISITION LLC | E | Control |
| AMG WEALTH PARTNERS, LP | DE | 400 ACQUISITION LLC | E | Control |
| AMG WEALTH PARTNERS, LP | DE | 400 ACQUISITION LLC | E | Control |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS, LLC | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| EL-TRAIN ACQUISITION LLC | DE | THIRD AVENUE HOLDINGS DELAWARE LLC | D | Control |
| EL-TRAIN ACQUISITION LLC | DE | THIRD AVENUE HOLDINGS DELAWARE LLC | D | Control |
| EL-TRAIN ACQUISITION LLC | DE | THIRD AVENUE HOLDINGS DELAWARE LLC | D | Control |
| EL-TRAIN ACQUISITION LLC | DE | THIRD AVENUE HOLDINGS DELAWARE LLC | D | Control |
| EL-TRAIN ACQUISITION LLC | DE | THIRD AVENUE HOLDINGS DELAWARE LLC | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL (SWITZERLAND) SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS, LLC | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | C | Control |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | C | Control |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | C | Control |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | C | Control |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | C | Control |
| GREGORCHUK, PAUL, SCOTT | I | FWM HOLDINGS, LLC | C | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | C | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | C | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | C | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | C | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | C | Control |
| LENFEST, BROOK, JAMES | I | FWM HOLDINGS, LLC | C | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | C | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | C | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | C | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | C | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | C | Control |
| LUTERMAN, WILLIAM, DAVID | I | FWM HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (7)
CA FL MA NC NY PA TX
Address
2 LIBERTY PLACEFLOOR 34
PHILADELPHIA, PA 19102
United States
Phone: 610-545-6100