WI MUTUAL FUNDS, LLC
CRD #151248 SEC #801-70523 NOVATO, CA 415-506-3070
SEC Registered
Total AUM
$18.2M
Discretionary
$18.2M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDWARDS, MARC, GILES | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDWARDS, MARC, GILES | I | CHIEF COMPLIANCE OFFICER | NA | |
| WINANS, KENNETH, GRANT | I | PRESIDENT | NA | Control |
| WINANS, KENNETH, GRANT | I | PRESIDENT | NA | Control |
| WI HOLDINGS, LLC | FE | SOLE MEMBER | E | Control |
| WI HOLDINGS, LLC | FE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EDWARDS, MARC, GILES | I | WI HOLDINGS, LLC | F | Control |
| EDWARDS, MARC, GILES | I | WI HOLDINGS, LLC | F | Control |
| WINANS, KENNETH, GRANT | I | WI HOLDINGS, LLC | F | Control |
| WINANS, KENNETH, GRANT | I | WI HOLDINGS, LLC | F | Control |
| WILSON, JAMES, FRANKLIN | I | WI HOLDINGS, LLC | C | |
| WILSON, JAMES, FRANKLIN | I | WI HOLDINGS, LLC | C | |
| WREYFORD, DONALD, MAX | I | WI HOLDINGS, LLC | C | Control |
| WREYFORD, DONALD, MAX | I | WI HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
May 14, 2010 REGISTERED
Notice Filings (1)
CA
Address
330 IGNACIO BLVDSUITE 203
NOVATO, CA 94949
United States
Phone: 415-506-3070