NDWM LLC
Legal name: NERAD + DEPPE WEALTH MANAGEMENT
CRD #151284 SEC #801-123689 LA JOLLA, CA 858-457-1325
SEC Registered
Total AUM
$162.4M
Discretionary
$162.4M
Employees
2
Clients
0
Accounts
645
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| DEPPE, STEVEN, JAMES | I | MANAGING MEMBER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| NERAD, RICHARD, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Feb 3, 2025 REGISTERED
Notice Filings (5)
CA NH NJ NY TX
Address
4250 EXECUTIVE SQUARESUITE 545
LA JOLLA, CA 92037
United States
Phone: 858-457-1325