INLAND FINANCIAL MANAGEMENT AND ADVISOR CORPORATION
CRD #151296 SEC #801-71235 OAK BROOK, IL 630-218-8000
SEC Registered
Total AUM
$271K
Discretionary
$0
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHUNG, JOHN, JAY | I | VICE PRESIDENT | NA | Control |
| CHUNG, JOHN, JAY | I | VICE PRESIDENT | NA | Control |
| FU, JUDITH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FU, JUDITH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'MEARA, PATRICK, K. | I | VICE PRESIDENT | NA | |
| O'MEARA, PATRICK, K. | I | VICE PRESIDENT | NA | |
| PETERSEN, RAYMOND, EDWARD | I | PRESIDENT | NA | Control |
| PETERSEN, RAYMOND, EDWARD | I | PRESIDENT | NA | Control |
| SNOW, MARY, CHRISTIN | I | DIRECTOR | NA | |
| SNOW, MARY, CHRISTIN | I | DIRECTOR | NA | |
| THE INLAND FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| THE INLAND FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE INLAND GROUP, INC. | DE | THE INLAND FINANCIAL GROUP, INC. | E | Control |
| THE INLAND GROUP, INC. | DE | THE INLAND FINANCIAL GROUP, INC. | E | Control |
Registrations
Federal
IA
May 13, 2010 REGISTERED
Notice Filings (1)
IL
Address
2901 BUTTERFIELD RD.OAK BROOK, IL 60523
United States
Phone: 630-218-8000