STAVIS & COHEN FINANCIAL, LLC
Legal name: STAVIS & COHEN FINANCIAL
CRD #151299 SEC #801-70574 HOUSTON, TX 713-275-7750
SEC Registered
Total AUM
$627.2M
Discretionary
$528.8M
Employees
17
Clients
26
Accounts
992
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 8, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BERRYMAN, MALLORY, BROOKE | I | FRONT OFFICE COORDINATOR | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BLANTON, MALLORY, BROOKE | I | CLIENT SERVICE ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | PLANNING ASSOCIATE | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | INVESTMENT ANALYST | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| KNIGHT, KAYLA, ALEXANDRA | I | PLANNING ASSOCIATE | NA | |
| LYONS, ALLISON, ANNE | I | ADVISOR | NA | |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| SAPIO, COURTNEY, MARIE | I | INVESTMENT SPECIALIST | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | BUSINESS DEVELOPMENT MANAGER | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ASSOCIATE ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| VELEZ, CARMEN, EDNA | I | DIRECTOR OF OPERATIONS | NA | |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | E | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | E | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | E | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | MANAGING MEMBER | D | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | DIRECTOR OF CLIENT SERVICES | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | B | Control |
| URBANO, KRISTIN, ELIZABETH | I | DIRECTOR OF OPERATIONS | B | Control |
| URBANO, KRISTIN, ELIZABETH | I | DIRECTOR OF OPERATIONS | B | Control |
| ARMSTRONG, KRISTIN, ELIZABETH | I | DIRECTOR OF OPERATIONS | A | Control |
| ARMSTRONG, KRISTIN, ELIZABETH | I | DIRECTOR OF OPERATIONS | A | Control |
| ARMSTRONG, KRISTIN, ELIZABETH | I | DIRECTOR OF OPERATIONS | A | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | A | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | A | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | ADVISOR | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | A | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | A | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | A | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | A | |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | A | Control |
Registrations
Federal
IA
Oct 8, 2020 REGISTERED
Notice Filings (6)
CA CO LA OH TX WA
Address
1330 POST OAK BLVD.SUITE 2190
HOUSTON, TX 77056
United States
Phone: 713-275-7750