BAYTREE FUNDING CAPITAL MARKETS, INC.
CRD #151327 SEC #801-71768 SUNRISE, FL 954-315-4754
SEC Registered
Total AUM
$28.9M
Discretionary
$11.3M
Employees
5
Clients
--
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WITHERSPOON, GEORGE, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | NA | Control |
| WITHERSPOON, GEORGE, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | NA | Control |
| WITHERSPOON, GEORGE, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WITHERSPOON, GEORGE, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | NA | Control |
| WITHERSPOON, GEORGE, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | NA | Control |
| BAYTREE FUNDING CAPITAL MARKETS, INC | DE | MANAGER | E | Control |
| BAYTREE FUNDING CAPITAL MARKETS, INC | DE | MANAGING MEMBER | E | Control |
| BAYTREE FUNDING CAPITAL MARKETS, INC | DE | MANAGING MEMBER | E | Control |
| WITHERSPOON, GEORGE, KENNETH | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 10, 2010 REGISTERED
Address
1580 SAWGRASS CORPORATE PARKWAYSUITE 130
SUNRISE, FL 33323
United States
Phone: 954-315-4754