SUMMERHAVEN INVESTMENT ADVISORS, LLC
CRD #151375 SEC #801-70547 STAMFORD, CT 203-352-2700
SEC Registered
Total AUM
$1M
Discretionary
$1M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 15, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNSBY, ADAM, WALTER | I | MANAGING MEMBER | C | Control |
| RIZVI, ASHRAF, RAZA | I | MANAGING MEMBER | C | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MANAGING MEMBER | C | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER - CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Oct 15, 2009 REGISTERED
Notice Filings (1)
CT
Address
SOUNDVIEW PLAZA, FOURTH FLOOR1266 EAST MAIN STREET
STAMFORD, CT 6902
United States
Phone: 203-352-2700