HACKETHAL, GREGG, DESMOND
Legal name: GREGG HACKETHAL, INVESTMENT COUNSEL
CRD #151428 SEC #801-70580 SANTA BARBARA, CA 805-962-5252
SEC Registered
Total AUM
$55.1M
Discretionary
$54.9M
Employees
1
Clients
--
Accounts
91
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HACKETHAL, GREGG, DESMOND | I | OWNER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | OWNER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | OWNER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | OWNER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | OWNER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | OWNER | E | Control |
| HACKETHAL, GREGG, DESMOND | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Notice Filings (1)
CA
Address
924 ANACAPA STREETSUITE 3D
SANTA BARBARA, CA 93101-7103
United States
Phone: 805-962-5252