RIA Intelligence

BLACK CAPITAL, LLC

CRD #151431 SEC #801-72826 NEW YORK, NY 212-474-6800
SEC Registered Private Funds
Total AUM
$13M
Discretionary
$13M
Employees
11
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WEBB, DEREK, JOHNIPRINCIPAL, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICERNA
BLACK, GARY, DOUGLASIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICERE Control
BLACK, GARY, DOUGLASIMANAGING MEMBER (BLACK CAPITAL GROUP LLC)E Control
RED WHALE INVESTORS LLCDEFOUNDING MEMBER AND PRESIDENTC Control
RED WHALE INVESTORS LLCDEMEMBER (BLACK CAPITAL GROUP LLC)C Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SIMON, SEAN, GARRETTIRED WHALE INVESTORS LLCE Control

Registrations

Federal

IA
Mar 31, 2012 REGISTERED

Address

610 FIFTH AVENUE
SUITE 700
NEW YORK, NY 10020
United States
Phone: 212-474-6800