ADVANCED GROUP FINANCIAL SERVICES, LLC
CRD #151451 SEC #801-109956 UTICA, NY 315-733-1010
SEC Registered
Total AUM
$27.7M
Discretionary
$27.7M
Employees
2
Clients
0
Accounts
148
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| CARPENTER, RICHARD, KEVIN | I | MEMBER | NA | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | E | Control |
| WATKINS, ROBERT, KENNETH | I | CHIEF COMPLIANCE OFFICER / MEMBER | E | Control |
Registrations
Federal
IA
Mar 26, 2021 REGISTERED
Notice Filings (3)
FL NY OH
Address
2508 GENESEE STREETUTICA, NY 13502
United States
Phone: 315-733-1010