HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD #151462 SEC #801-70690 DEWITT, NY 315-414-0722
SEC Registered Disclosures
Total AUM
$378.5M
Discretionary
$0
Employees
24
Clients
101
Accounts
294
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DAVID, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | E | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | B | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | B | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | B | Control |
| JOSEPH, ALEXANDER, SOTIR | I | CEO; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
| MULLEN, DAVID, MARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER; MEMBER | B | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (15)
AR CO CT FL IL MA MD NC NV NY OH PA SC TX VA
Address
5793 WIDEWATERS PARKWAYDEWITT, NY 13214
United States
Phone: 315-414-0722