AVANT-GARDE ADVISORS LLC
CRD #151527 SEC #801-76860 CENTENNIAL, CO 303-900-1370
SEC Registered Disclosures
Total AUM
$362.9M
Discretionary
$348.9M
Employees
6
Clients
251
Accounts
632
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOK, TRAVIS, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COOK, TRAVIS, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COOK, TRAVIS, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| AVANT-GARDE WEALTH MANGEMENT INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANGEMENT INC. | C | Control |
Registrations
Federal
IA
Sep 15, 2016 REGISTERED
Notice Filings (17)
AZ CA CO FL GA HI IL IN KY LA MI NE NH NJ NV PA TX
Address
9155 E NICHOLS AVESUITE 175
CENTENNIAL, CO 80112
United States
Phone: 303-900-1370