TEAM FINANCIAL ASSET MANAGEMENT, LLC
CRD #151561 SEC #801-70590 HARRISBURG, PA 717-540-7807
SEC Registered
Total AUM
$29.9M
Discretionary
$29.9M
Employees
4
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LINDENBERG, SAMUEL, STANLEY | I | MANAGING MEMBER/PRESIDENT | NA | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | NA | Control |
| LINDENBERG, SAMUEL, STANLEY | I | MANAGING MEMBER/PRESIDENT | NA | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | NA | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | NA | Control |
| DAILEY, JAMES, LOUIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DAILEY, JAMES, LOUIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DAILEY, JAMES, LOUIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DAILEY, JAMES, LOUIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DAILEY, JAMES, LOUIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 27, 2013 REGISTERED
Notice Filings (1)
PA
Address
800 CORPORATE CIRCLESUITE 106
HARRISBURG, PA 17110
United States
Phone: 717-540-7807