EXOS ADVISORS, LLC
CRD #151631 SEC #801-70615 SAN FRANCISCO, CA 415-658-9800
SEC Registered
Total AUM
$75M
Discretionary
$42M
Employees
10
Clients
26
Accounts
217
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 23, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DULLANTY, JAMES, MICHAEL | I | CHAIRMAN, MANAGING DIRECTOR | NA | Control |
| JACKSON, MICHAEL, DEAN | I | FINANCIAL ADVISOR | NA | |
| KANE, GEORGE, HENRY | I | MANAGING DIRECTOR | NA | Control |
| MORRIS, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| ROZANOV, KONSTANTIN | I | CFO, MANAGING DIRECTOR | NA | Control |
| SCHNITZ, JEFFREY, NAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, JEFFREY, ROBERT | I | CIO, MANAGING DIRECTOR | NA | Control |
| EXOS PARTNERS, LLC | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DULLANTY, JAMES, MICHAEL | I | EXOS PARTNERS LLC | F | Control |
Registrations
Federal
IA
Sep 23, 2010 REGISTERED
Notice Filings (1)
CA
Address
560 MISSION STREETSUITE 2800
SAN FRANCISCO, CA 94105
United States
Phone: 415-658-9800