TPG ADVISORS LLC
Legal name: THE PHILLIPS GROUP ADVISORS
CRD #151662 SEC #801-70696 WOODLAND HILLS, CA (818) 444-0280
SEC Registered Disclosures
Total AUM
$185M
Discretionary
$180M
Employees
6
Clients
0
Accounts
885
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 9, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, LARRY, MICHAEL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, SHELLEY, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 9, 2016 REGISTERED
Notice Filings (7)
AR CA FL NJ NY PA TX
Address
21031 VENTURA BLVD. SUITE 315WOODLAND HILLS, CA 91364
United States
Phone: (818) 444-0280