BAYSTATE WEALTH MANAGEMENT LLC

Legal name: MARINER

CRD #151664 SEC #801-71691 OVERLAND PARK,, KS 9139045700

SEC Registered

Total AUM

$2.4B

Discretionary

$2.3B

Employees

Clients

Accounts

5,559

Firm Details

Organization Type: Limited Liability Company
State of Formation: Massachusetts
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 1, 2025
Branch Offices: 2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BICKNELL, CHERYL, RENEE	I	CHIEF OPERATING OFFICER	NA	Control
BICKNELL, CHERYL, RENEE	I	CHIEF OPERATING OFFICER	NA	Control
BICKNELL, CHERYL, RENEE	I	CHIEF OPERATING OFFICER	NA	Control
BICKNELL, CHERYL, RENEE	I	CHIEF OPERATING OFFICER	NA	Control
BICKNELL, CHERYL, RENEE	I	CHIEF OPERATING OFFICER	NA	Control
BICKNELL, CHERYL, RENEE	I	CHIEF OPERATING OFFICER	NA	Control
BICKNELL, MARTIN, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
BICKNELL, MARTIN, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
BICKNELL, MARTIN, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
BICKNELL, MARTIN, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
BICKNELL, MARTIN, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
BICKNELL, MARTIN, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	NA
DORIAN, ANNE, JENELLE	I	GENERAL COUNSEL	NA	Control
DORIAN, ANNE, JENELLE	I	GENERAL COUNSEL	NA	Control
DORIAN, ANNE, JENELLE	I	GENERAL COUNSEL	NA	Control
DORIAN, ANNE, JENELLE	I	GENERAL COUNSEL	NA	Control
DORIAN, ANNE, JENELLE	I	GENERAL COUNSEL	NA	Control
DORIAN, ANNE, JENELLE	I	GENERAL COUNSEL	NA	Control
KIEFER-GOLDENBERG, MAUREEN, KIM	I	CHIEF COMPLIANCE OFFICER	NA
KIEFER-GOLDENBERG, MAUREEN, KIM	I	CHIEF COMPLIANCE OFFICER	NA
KIEFER-GOLDENBERG, MAUREEN, KIM	I	CHIEF COMPLIANCE OFFICER	NA
KIEFER-GOLDENBERG, MAUREEN, KIM	I	CHIEF COMPLIANCE OFFICER	NA
KIEFER-GOLDENBERG, MAUREEN, KIM	I	CHIEF COMPLIANCE OFFICER	NA
KIEFER-GOLDENBERG, MAUREEN, KIM	I	CHIEF COMPLIANCE OFFICER	NA
LEDGEWOOD, JILL, CHRISTINE	I	CHIEF COMPLIANCE OFFICER	NA
LEDGEWOOD, JILL, CHRISTINE	I	CHIEF COMPLIANCE OFFICER	NA
LEDGEWOOD, JILL, CHRISTINE	I	CHIEF COMPLIANCE OFFICER	NA
LEDGEWOOD, JILL, CHRISTINE	I	CHIEF COMPLIANCE OFFICER	NA
LEDGEWOOD, JILL, CHRISTINE	I	CHIEF COMPLIANCE OFFICER	NA
LEDGEWOOD, JILL, CHRISTINE	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
NGAN, SUSANA, (MNM)	I	CHIEF COMPLIANCE OFFICER	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	NA
PIERCE, JOSHUA, TOWNSEND	I	MANAGING DIRECTOR	NA
PIERCE, JOSHUA, TOWNSEND	I	MANAGING DIRECTOR	NA
PIERCE, JOSHUA, TOWNSEND	I	MANAGING DIRECTOR	NA
POE, JEFFREY, ALLEN	I	CHIEF FINANCIAL OFFICER	NA	Control
POE, JEFFREY, ALLEN	I	CHIEF FINANCIAL OFFICER	NA	Control
POE, JEFFREY, ALLEN	I	CHIEF FINANCIAL OFFICER	NA	Control
POE, JEFFREY, ALLEN	I	CHIEF FINANCIAL OFFICER	NA	Control
POE, JEFFREY, ALLEN	I	CHIEF FINANCIAL OFFICER	NA	Control
POE, JEFFREY, ALLEN	I	CHIEF FINANCIAL OFFICER	NA	Control
POINTER, KENNY	I	CHIEF SERVICES OFFICER	NA	Control
POINTER, KENNY	I	CHIEF SERVICES OFFICER	NA	Control
POINTER, KENNY	I	CHIEF SERVICES OFFICER	NA	Control
POINTER, KENNY	I	CHIEF SERVICES OFFICER	NA	Control
POINTER, KENNY	I	CHIEF SERVICES OFFICER	NA	Control
POINTER, KENNY	I	CHIEF SERVICES OFFICER	NA	Control
RADENBERG, KATRINA, DELORES	I	CHIEF INVESTMENT OFFICER	NA	Control
YOKEN, MICHAEL, ALAN	I	CHIEF OPERATING OFFICER/SECRETARY	NA	Control
MARINER WEALTH ADVISORS	DE	MANAGING MEMBER	E	Control
MARINER WEALTH ADVISORS	DE	MANAGING MEMBER	E	Control
MARINER WEALTH ADVISORS	DE	MANAGING MEMBER	E	Control
MARINER WEALTH ADVISORS	DE	MANAGING MEMBER	E	Control
MARINER WEALTH ADVISORS	DE	MANAGING MEMBER	E	Control
MARINER WEALTH ADVISORS	DE	MANAGING MEMBER	E	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	D	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER	C	Control
O'CONNOR, THOMAS, NEAL	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
O'CONNOR, THOMAS, NEAL	I	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PINTO, GREGORY, JUDE	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	MANAGING MEMBER	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
PORTER, DAVID, CRAIG	I	CHAIRMAN	C	Control
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
COGSWELL, JOHN, PATRICK	I	CHIEF MARKET STRATEGIST	B
O'CONNOR, THOMAS, NEAL	I	PRESIDENT	B	Control
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PIERCE, JOSHUA, TOWNSEND	I	DIRECTOR OF RESEARCH	B
PORTER, DAVID, CRAIG	I	CHAIRMAN	B	Control
YOKEN, MICHAEL, ALAN	I	CHIEF OPERATING OFFICER/SECRETARY	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control
YOKEN, MICHAEL, ALAN	I	MANAGING MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BICKNELL, CHERYL, RENEE	I	MWA HOLDCO, LLC	F	Control
BICKNELL, CHERYL, RENEE	I	MWA HOLDCO, LLC	F	Control
BICKNELL, CHERYL, RENEE	I	MWA HOLDCO, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	MWA HOLDCO, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	MWA HOLDCO, LLC	F	Control
BICKNELL, MARTIN, CHRISTOPHER	I	MWA HOLDCO, LLC	F	Control
DANHAKL, JOHN, GLENN	I	THE DANHAKL REVOCABLE TRUST	F	Control
DANHAKL, JOHN, GLENN	I	THE DANHAKL REVOCABLE TRUST	F	Control
DANHAKL, JOHN, GLENN	I	THE DANHAKL REVOCABLE TRUST	F	Control
EMERALD HOLDINGS I, LLC	DE	EMERALD HOLDINGS II, L.P.	F	Control
EMERALD HOLDINGS I, LLC	DE	EMERALD HOLDINGS II, L.P.	F	Control
EMERALD HOLDINGS I, LLC	DE	EMERALD HOLDINGS II, L.P.	F	Control
GEI CAPITAL VIII, LLC	DE	GREEN EQUITY INVESTORS VIII L.P.	F	Control
GEI CAPITAL VIII, LLC	DE	GREEN EQUITY INVESTORS SIDE VIII L.P.	F	Control
GEI CAPITAL VIII, LLC	DE	GREEN EQUITY INVESTORS VIII L.P.	F	Control
GEI CAPITAL VIII, LLC	DE	GREEN EQUITY INVESTORS SIDE VIII L.P.	F	Control
GEI CAPITAL VIII, LLC	DE	GREEN EQUITY INVESTORS VIII L.P.	F	Control
GEI CAPITAL VIII, LLC	DE	GREEN EQUITY INVESTORS SIDE VIII L.P.	F	Control
HENSON, GARY, PAUL	I	MWA HOLDCO, LLC	F	Control
HENSON, GARY, PAUL	I	MWA HOLDCO, LLC	F	Control
HENSON, GARY, PAUL	I	MWA HOLDCO, LLC	F	Control
LGP MANAGEMENT, INC.	DE	GEI CAPITAL VIII, LLC	F	Control
LGP MANAGEMENT, INC.	DE	LEONARD GREEN & PARTNERS, L.P.	F	Control
LGP MANAGEMENT, INC.	DE	GEI CAPITAL VIII, LLC	F	Control
LGP MANAGEMENT, INC.	DE	LEONARD GREEN & PARTNERS, L.P.	F	Control
LGP MANAGEMENT, INC.	DE	GEI CAPITAL VIII, LLC	F	Control
LGP MANAGEMENT, INC.	DE	LEONARD GREEN & PARTNERS, L.P.	F	Control
MWA HOLDCO, LLC	DE	MWA MIDCO, LLC	F	Control
MWA HOLDCO, LLC	DE	MWA MIDCO, LLC	F	Control
MWA HOLDCO, LLC	DE	MWA MIDCO, LLC	F	Control
MWA MIDCO, LLC	DE	MARINER WEALTH ADVISORS	F	Control
MWA MIDCO, LLC	DE	MARINER WEALTH ADVISORS	F	Control
MWA MIDCO, LLC	DE	MARINER WEALTH ADVISORS	F	Control
PERIDOT COINVEST MANAGER LLC	DE	GEI VIII MW AGGREGATOR LLC	F	Control
PERIDOT COINVEST MANAGER LLC	DE	GEI VIII MW BLOCKER LLC	F	Control
PERIDOT COINVEST MANAGER LLC	DE	GEI VIII MW AGGREGATOR LLC	F	Control
PERIDOT COINVEST MANAGER LLC	DE	GEI VIII MW BLOCKER LLC	F	Control
PERIDOT COINVEST MANAGER LLC	DE	GEI VIII MW AGGREGATOR LLC	F	Control
PERIDOT COINVEST MANAGER LLC	DE	GEI VIII MW BLOCKER LLC	F	Control
SEIFFER, JONATHAN, ADAM	I	MWA HOLDCO, LLC	F	Control
SEIFFER, JONATHAN, ADAM	I	MWA HOLDCO, LLC	F	Control
SEIFFER, JONATHAN, ADAM	I	MWA HOLDCO, LLC	F	Control
SOKOLOFF, JONATHAN, DAVIS	I	THE SOKOLOFF FAMILY TRUST	F	Control
SOKOLOFF, JONATHAN, DAVIS	I	MWA HOLDCO, LLC	F	Control
SOKOLOFF, JONATHAN, DAVIS	I	THE SOKOLOFF FAMILY TRUST	F	Control
SOKOLOFF, JONATHAN, DAVIS	I	MWA HOLDCO, LLC	F	Control
SOKOLOFF, JONATHAN, DAVIS	I	THE SOKOLOFF FAMILY TRUST	F	Control
SOKOLOFF, JONATHAN, DAVIS	I	MWA HOLDCO, LLC	F	Control
EMERALD HOLDINGS II, L.P.	DE	LGP FEEDER. L.P.	E	Control
EMERALD HOLDINGS II, L.P.	DE	LGP FEEDER. L.P.	E	Control
EMERALD HOLDINGS II, L.P.	DE	LGP FEEDER. L.P.	E	Control
GREEN EQUITY INVESTORS SIDE VIII L.P.	DE	GEI VIII MW BLOCKER LLC	E	Control
GREEN EQUITY INVESTORS SIDE VIII L.P.	DE	GEI VIII MW BLOCKER LLC	E	Control
GREEN EQUITY INVESTORS SIDE VIII L.P.	DE	GEI VIII MW BLOCKER LLC	E	Control
LEONARD GREEN & PARTNERS, L.P.	DE	PERIDOT COINVEST MANAGER LLC	E	Control
LEONARD GREEN & PARTNERS, L.P.	DE	PERIDOT COINVEST MANAGER LLC	E	Control
LEONARD GREEN & PARTNERS, L.P.	DE	PERIDOT COINVEST MANAGER LLC	E	Control
MARINER WEALTH ADVISORS, LLC	DE	MARINER WEALTH ADVISORS	E	Control
MARINER WEALTH ADVISORS, LLC	DE	MARINER WEALTH ADVISORS	E	Control
MARINER WEALTH ADVISORS, LLC	DE	MARINER WEALTH ADVISORS	E	Control
GEI VIII MW BLOCKER LLC	DE	GEI VIII MW AGGREGATOR LLC	D
GEI VIII MW BLOCKER LLC	DE	GEI VIII MW AGGREGATOR LLC	D
GEI VIII MW BLOCKER LLC	DE	GEI VIII MW AGGREGATOR LLC	D
LGP FEEDER. L.P.	DE	LEONARD GREEN & PARTNERS, L.P.	D	Control
LGP FEEDER. L.P.	DE	LEONARD GREEN & PARTNERS, L.P.	D	Control
LGP FEEDER. L.P.	DE	LEONARD GREEN & PARTNERS, L.P.	D	Control
GEI VIII MW AGGREGATOR LLC	DE	MWA HOLDCO, LLC	C	Control
GEI VIII MW AGGREGATOR LLC	DE	MWA HOLDCO, LLC	C	Control
GEI VIII MW AGGREGATOR LLC	DE	MWA HOLDCO, LLC	C	Control
GREEN EQUITY INVESTORS VIII L.P.	DE	GEI VIII MW AGGREGATOR LLC	C
GREEN EQUITY INVESTORS VIII L.P.	DE	GEI VIII MW AGGREGATOR LLC	C
GREEN EQUITY INVESTORS VIII L.P.	DE	GEI VIII MW AGGREGATOR LLC	C
THE DANHAKL REVOCABLE TRUST	DE	EMERALD HOLDINGS II, L.P.	C	Control
THE DANHAKL REVOCABLE TRUST	DE	EMERALD HOLDINGS I, LLC	C	Control
THE DANHAKL REVOCABLE TRUST	DE	EMERALD HOLDINGS II, L.P.	C	Control
THE DANHAKL REVOCABLE TRUST	DE	EMERALD HOLDINGS I, LLC	C	Control
THE DANHAKL REVOCABLE TRUST	DE	EMERALD HOLDINGS II, L.P.	C	Control
THE DANHAKL REVOCABLE TRUST	DE	EMERALD HOLDINGS I, LLC	C	Control
THE SOKOLOFF FAMILY TRUST	DE	EMERALD HOLDINGS II, L.P.	C	Control
THE SOKOLOFF FAMILY TRUST	DE	EMERALD HOLDINGS I, LLC	C	Control
THE SOKOLOFF FAMILY TRUST	DE	EMERALD HOLDINGS II, L.P.	C	Control
THE SOKOLOFF FAMILY TRUST	DE	EMERALD HOLDINGS I, LLC	C	Control
THE SOKOLOFF FAMILY TRUST	DE	EMERALD HOLDINGS II, L.P.	C	Control
THE SOKOLOFF FAMILY TRUST	DE	EMERALD HOLDINGS I, LLC	C	Control

Registrations

Federal

May 1, 2025 REGISTERED

Notice Filings (31)

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