LAGUNA FINANCIAL GROUP, INC.
CRD #151691 SEC #801-70800 LAGUNA BEACH, CA 949-715-7675
SEC Registered
Total AUM
$66.1M
Discretionary
$66.1M
Employees
1
Clients
0
Accounts
297
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | FINANCIAL PLANNER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWELL, KAITLIN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIOMEK, JOSEPH, J. | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Jul 3, 2012 REGISTERED
Notice Filings (4)
CA FL NY WA
Address
332 FOREST AVE STE 18LAGUNA BEACH, CA 92651
United States
Phone: 949-715-7675