FIDUCIARY RESEARCH AND CONSULTING LLC
CRD #151731 SEC #801-70714 SAN FRANCISCO, CA 415-671-7415
SEC Registered
Total AUM
$8.3B
Discretionary
$0
Employees
8
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2015
- Branch Offices
- --
- LEI
- 27-0893963
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARKE, JAMES, GORHAM | I | MEMBER | NA | |
| CLARKE, JAMES, GORHAM | I | MEMBER | NA | |
| CLARKE, JAMES, GORHAM | I | MEMBER | NA | |
| CLARKE, JAMES, GORHAM | I | MEMBER | NA | |
| CLARKE, JAMES, GORHAM | I | MEMBER | NA | |
| DUNLAP, KATHLEEN, POWERS | I | MEMBER | NA | |
| LAMMERT, JAMES, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERULLO, YON, S | I | MEMBER | NA | |
| PERULLO, YON, S | I | MEMBER | NA | |
| PERULLO, YON, S | I | MEMBER | NA | |
| PERULLO, YON, S | I | MEMBER | NA | |
| PROLE, JASON | I | MEMBER | NA | |
| PROLE, JASON | I | MEMBER | NA | |
| PROLE, JASON | I | MEMBER | NA | |
| PROLE, JASON | I | MEMBER | NA | |
| SIEMONS, GREGORY, MARK | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SVALLIN, JONAS, KARL | I | MEMBER | NA | |
| TACEY, MICHELLE, R (MI ONLY) | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITTALL, DAVID, WILLIAM LAFONTAINE | I | MEMBER | NA | |
| WHITTALL, DAVID, WILLIAM LAFONTAINE | I | MEMBER | NA | |
| WHITTALL, DAVID, WILLIAM LAFONTAINE | I | MEMBER | NA | |
| WHITTALL, DAVID, WILLIAM LAFONTAINE | I | MEMBER | NA | |
| WHITTALL, DAVID, WILLIAM LAFONTAINE | I | MEMBER | NA | |
| WONG, DAVID, YVES | I | MEMBER | NA | |
| WONG, DAVID, YVES | I | MEMBER | NA | |
| WONG, DAVID, YVES | I | MEMBER | NA | |
| WONG, DAVID, YVES | I | MEMBER | NA | |
| BOICH, JOHN, DODIG | I | PRESIDENT AND SOLE MEMBER/MANAGER | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | E | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | D | Control |
| BOICH, JOHN, DODIG | I | MANAGING MEMBER AND PRESIDENT | D | Control |
| CLARKE, JAMES, GORHAM | I | MEMBER | A | |
| CLARKE, JAMES, GORHAM | I | MEMBER | A | |
| PROLE, JASON | I | MEMBER | A | |
| PROLE, JASON | I | MEMBER | A | |
| PROLE, JASON | I | MEMBER | A | |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF OPERATING OFFICER | A | Control |
| SIEMONS, GREGORY, MARK | I | MEMBER, CHIEF COMPLIANCE OFFICER AND CHEIF OPERATING OFFICER | A | Control |
| SVALLIN, JONAS, KARL | I | MEMBER | A | |
| WONG, DAVID, YVES | I | MEMBER | A | |
| WONG, DAVID, YVES | I | MEMBER | A | |
| WONG, DAVID, YVES | I | MEMBER | A |
Registrations
Federal
IA
Mar 12, 2015 REGISTERED
Notice Filings (3)
CA MO OH
Address
ONE MARKET STREET, SPEAR TOWER, SUITE 4150SAN FRANCISCO, CA 94105
United States
Phone: 415-671-7415