RIA Intelligence

LOTSOFF CAPITAL MANAGEMENT LLC

CRD #151748 SEC #801-70668 CHICAGO, IL 312-368-1442
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
--
Clients
--
Accounts
306

Firm Details

Organization Type
Limited Liability Company
State of Formation
Illinois
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 18, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAER, MARGARETICHIEF ADMINISTRATIVE OFFICER AND OPERATING OFFICERNA Control
BAER, MARGARETICHIEF ADMINISTRATIVE OFFICER AND OPERATING OFFICERNA Control
BAER, MARGARETICHIEF ADMINISTRATIVE OFFICERNA Control
BAER, MARGARETICHIEF ADMINISTRATIVE OFFICERNA Control
BAER, MARGARETICHIEF ADMINISTRATIVE OFFICERNA Control
BRINK, ALLISON, J.IMANAGING DIRECTOR, DIRECTOR OF MARKETINGNA Control
BRINK, ALLISON, J.IMANAGING DIRECTOR, DIRECTOR OF MARKETINGNA Control
BRINK, ALLISON, J.ICHIEF MARKETING OFFICERNA Control
BRINK, ALLISON, J.ICHIEF MARKETING OFFICERNA Control
BRINK, ALLISON, J.ICHIEF MARKETING OFFICERNA Control
CONSTANTINO, TERESEICONTROLLERNA Control
CONSTANTINO, TERESEICONTROLLERNA Control
CONSTANTINO, TERESEICONTROLLERNA Control
DEMATTEO, RICHARDICHIEF OPERATING OFFICERNA Control
DEMATTEO, RICHARDICHIEF OPERATING OFFICERNA Control
DEMATTEO, RICHARDICHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICERNA Control
HORN, PAULA, MARIEIMANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FIXED INCOMENA Control
HORN, PAULA, MARIEIMANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FIXED INCOMENA Control
ITURRALDE, LYDAICHIEF COMPLIANCE OFFICERNA Control
ITURRALDE, LYDAICHIEF COMPLIANCE OFFICERNA Control
ITURRALDE, LYDAICHIEF COMPLIANCE OFFICERNA Control
ITURRALDE, LYDAICHIEF COMPLIANCE OFFICERNA Control
NELSON, KATHLEEN, ANNIMANAGING DIRECTOR, GENERAL COUNSELNA Control
NELSON, KATHLEEN, ANNIMANAGING DIRECTOR, GENERAL COUNSELNA Control
NESBITT, DONALD, JAMESIMANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITYNA Control
NESBITT, DONALD, JAMESIMANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITYNA Control
PAPPO, JOSEPH, NIRIMANAGING DIRECTOR, SENIOR PORTFOLIO MANAGERNA Control
PAPPO, JOSEPH, NIRIMANAGING DIRECTOR, SENIOR PORTFOLIO MANAGERNA Control
PAPPO, JOSEPH, NIRICHIEF EXECUTIVE OFFICERNA Control
PAPPO, JOSEPH, NIRICHIEF EXECUTIVE OFFICERNA Control
PAPPO, JOSEPH, NIRICHIEF EXECUTIVE OFFICERNA Control
REID, DONALD, WAYNEIMANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITYNA Control
REID, DONALD, WAYNEIMANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITYNA Control
REID, DONALD, WAYNEICHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICERNA Control
REID, DONALD, WAYNEICHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICERNA Control
REID, DONALD, WAYNEICHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICERNA Control
ROBERTS, SCOTT, ALLENIPRESIDENT AND CHEIF EXECUTIVE OFFICERNA Control
ROBERTS, SCOTT, ALLENIPRESIDENT AND CHEIF EXECUTIVE OFFICERNA Control
ZIEGLER CAPITAL MANAGEMENT, LLCDEOWNERE Control
ZIEGLER CAPITAL MANAGEMENT, LLCDEOWNERE Control
BOSSU, INC.DEMEMBERC
BOSSU, INC.DEMEMBERC
BOSSU, INC.DEMEMBERC
MSL, INC.DEMEMBERC
MSL, INC.DEMEMBERC
MSL, INC.DEMEMBERC
PAPPO SERVICES CORP.DEMANAGING MEMBERC Control
PAPPO SERVICES CORP.DEMANAGING MEMBERC Control
PAPPO SERVICES CORP.DEMANAGING MEMBERC Control
REID SERVICES CORP.DEMANAGING MEMBERC Control
REID SERVICES CORP.DEMANAGING MEMBERC Control
REID SERVICES CORP.DEMANAGING MEMBERC Control
S.N. LOTSOFF & ASSOCIATES, INC.DEMEMBERC
S.N. LOTSOFF & ASSOCIATES, INC.DEMEMBERC
S.N. LOTSOFF & ASSOCIATES, INC.DEMEMBERC
A.J. BRINK, INC.DEMEMBERA Control
A.J. BRINK, INC.DEMEMBERA Control
A.J. BRINK, INC.DEMEMBERA Control
GRL CONSULTANTS, INC.DEMEMBERA Control
GRL CONSULTANTS, INC.DEMEMBERA Control
GRL CONSULTANTS, INC.DEMEMBERA Control
MARGARET M. BAER, INC.DEMEMBERA Control
MARGARET M. BAER, INC.DEMEMBERA Control
MARGARET M. BAER, INC.DEMEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BAER, MARGARETIMARGARET M. BAER, INC.E Control
BAER, MARGARETIMARGARET M. BAER, INC.E Control
BAER, MARGARETIMARGARET M. BAER, INC.E Control
BOSSU, STEPHEN, K.IBOSSU, INC.E Control
BOSSU, STEPHEN, K.IBOSSU, INC.E Control
BOSSU, STEPHEN, K.IBOSSU, INC.E Control
BRINK, ALLISON, J.IA.J. BRINK, INC.E Control
BRINK, ALLISON, J.IA.J. BRINK, INC.E Control
BRINK, ALLISON, J.IA.J. BRINK, INC.E Control
LEVEY, MARK, SANFORDIMSL, INC.E Control
LEVEY, MARK, SANFORDIMSL, INC.E Control
LEVEY, MARK, SANFORDIMSL, INC.E Control
LISK, GARY, ROBERTIGRL CONSULTANTS, INC.E Control
LISK, GARY, ROBERTIGRL CONSULTANTS, INC.E Control
LISK, GARY, ROBERTIGRL CONSULTANTS, INC.E Control
LOTSOFF, SEYMOUR, N.IS.N. LOTSOFF & ASSOCIATES, INC.E Control
LOTSOFF, SEYMOUR, N.IS.N. LOTSOFF & ASSOCIATES, INC.E Control
LOTSOFF, SEYMOUR, N.IS.N. LOTSOFF & ASSOCIATES, INC.E Control
PAPPO, JOSEPH, NIRIPAPPO SERVICES CORP.E Control
PAPPO, JOSEPH, NIRIPAPPO SERVICES CORP.E Control
PAPPO, JOSEPH, NIRIPAPPO SERVICES CORP.E Control
REID, DONALD, WAYNEIREID SERVICES CORP.E Control
REID, DONALD, WAYNEIREID SERVICES CORP.E Control
REID, DONALD, WAYNEIREID SERVICES CORP.E Control
RTZ ACQUISITIONS HOLDINGS, LLCDERTZ ACQUISITION, LLCE Control
RTZ ACQUISITIONS HOLDINGS, LLCDERTZ ACQUISITION, LLCE Control
RTZ ACQUISITION, LLCDEZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLCC Control
RTZ ACQUISITION, LLCDEZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLCC Control
THE ZIEGLER COMPANIES, INC.DEZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLCC Control
THE ZIEGLER COMPANIES, INC.DEZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLCC Control

Registrations

Federal

IA
Apr 18, 2011 REGISTERED

Notice Filings (50)

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Address

20 N. CLARK STREET
SUITE 3400
CHICAGO, IL 60602-4109
United States
Phone: 312-368-1442