LOTSOFF CAPITAL MANAGEMENT LLC
CRD #151748 SEC #801-70668 CHICAGO, IL 312-368-1442
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
--
Clients
--
Accounts
306
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 18, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAER, MARGARET | I | CHIEF ADMINISTRATIVE OFFICER AND OPERATING OFFICER | NA | Control |
| BAER, MARGARET | I | CHIEF ADMINISTRATIVE OFFICER AND OPERATING OFFICER | NA | Control |
| BAER, MARGARET | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BAER, MARGARET | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BAER, MARGARET | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BRINK, ALLISON, J. | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING | NA | Control |
| BRINK, ALLISON, J. | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING | NA | Control |
| BRINK, ALLISON, J. | I | CHIEF MARKETING OFFICER | NA | Control |
| BRINK, ALLISON, J. | I | CHIEF MARKETING OFFICER | NA | Control |
| BRINK, ALLISON, J. | I | CHIEF MARKETING OFFICER | NA | Control |
| CONSTANTINO, TERESE | I | CONTROLLER | NA | Control |
| CONSTANTINO, TERESE | I | CONTROLLER | NA | Control |
| CONSTANTINO, TERESE | I | CONTROLLER | NA | Control |
| DEMATTEO, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DEMATTEO, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DEMATTEO, RICHARD | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| HORN, PAULA, MARIE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FIXED INCOME | NA | Control |
| HORN, PAULA, MARIE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FIXED INCOME | NA | Control |
| ITURRALDE, LYDA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITURRALDE, LYDA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITURRALDE, LYDA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITURRALDE, LYDA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, KATHLEEN, ANN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| NELSON, KATHLEEN, ANN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| NESBITT, DONALD, JAMES | I | MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITY | NA | Control |
| NESBITT, DONALD, JAMES | I | MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITY | NA | Control |
| PAPPO, JOSEPH, NIR | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANAGER | NA | Control |
| PAPPO, JOSEPH, NIR | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANAGER | NA | Control |
| PAPPO, JOSEPH, NIR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAPPO, JOSEPH, NIR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAPPO, JOSEPH, NIR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REID, DONALD, WAYNE | I | MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITY | NA | Control |
| REID, DONALD, WAYNE | I | MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER EQUITY | NA | Control |
| REID, DONALD, WAYNE | I | CHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| REID, DONALD, WAYNE | I | CHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| REID, DONALD, WAYNE | I | CHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND CHEIF EXECUTIVE OFFICER | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND CHEIF EXECUTIVE OFFICER | NA | Control |
| ZIEGLER CAPITAL MANAGEMENT, LLC | DE | OWNER | E | Control |
| ZIEGLER CAPITAL MANAGEMENT, LLC | DE | OWNER | E | Control |
| BOSSU, INC. | DE | MEMBER | C | |
| BOSSU, INC. | DE | MEMBER | C | |
| BOSSU, INC. | DE | MEMBER | C | |
| MSL, INC. | DE | MEMBER | C | |
| MSL, INC. | DE | MEMBER | C | |
| MSL, INC. | DE | MEMBER | C | |
| PAPPO SERVICES CORP. | DE | MANAGING MEMBER | C | Control |
| PAPPO SERVICES CORP. | DE | MANAGING MEMBER | C | Control |
| PAPPO SERVICES CORP. | DE | MANAGING MEMBER | C | Control |
| REID SERVICES CORP. | DE | MANAGING MEMBER | C | Control |
| REID SERVICES CORP. | DE | MANAGING MEMBER | C | Control |
| REID SERVICES CORP. | DE | MANAGING MEMBER | C | Control |
| S.N. LOTSOFF & ASSOCIATES, INC. | DE | MEMBER | C | |
| S.N. LOTSOFF & ASSOCIATES, INC. | DE | MEMBER | C | |
| S.N. LOTSOFF & ASSOCIATES, INC. | DE | MEMBER | C | |
| A.J. BRINK, INC. | DE | MEMBER | A | Control |
| A.J. BRINK, INC. | DE | MEMBER | A | Control |
| A.J. BRINK, INC. | DE | MEMBER | A | Control |
| GRL CONSULTANTS, INC. | DE | MEMBER | A | Control |
| GRL CONSULTANTS, INC. | DE | MEMBER | A | Control |
| GRL CONSULTANTS, INC. | DE | MEMBER | A | Control |
| MARGARET M. BAER, INC. | DE | MEMBER | A | Control |
| MARGARET M. BAER, INC. | DE | MEMBER | A | Control |
| MARGARET M. BAER, INC. | DE | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAER, MARGARET | I | MARGARET M. BAER, INC. | E | Control |
| BAER, MARGARET | I | MARGARET M. BAER, INC. | E | Control |
| BAER, MARGARET | I | MARGARET M. BAER, INC. | E | Control |
| BOSSU, STEPHEN, K. | I | BOSSU, INC. | E | Control |
| BOSSU, STEPHEN, K. | I | BOSSU, INC. | E | Control |
| BOSSU, STEPHEN, K. | I | BOSSU, INC. | E | Control |
| BRINK, ALLISON, J. | I | A.J. BRINK, INC. | E | Control |
| BRINK, ALLISON, J. | I | A.J. BRINK, INC. | E | Control |
| BRINK, ALLISON, J. | I | A.J. BRINK, INC. | E | Control |
| LEVEY, MARK, SANFORD | I | MSL, INC. | E | Control |
| LEVEY, MARK, SANFORD | I | MSL, INC. | E | Control |
| LEVEY, MARK, SANFORD | I | MSL, INC. | E | Control |
| LISK, GARY, ROBERT | I | GRL CONSULTANTS, INC. | E | Control |
| LISK, GARY, ROBERT | I | GRL CONSULTANTS, INC. | E | Control |
| LISK, GARY, ROBERT | I | GRL CONSULTANTS, INC. | E | Control |
| LOTSOFF, SEYMOUR, N. | I | S.N. LOTSOFF & ASSOCIATES, INC. | E | Control |
| LOTSOFF, SEYMOUR, N. | I | S.N. LOTSOFF & ASSOCIATES, INC. | E | Control |
| LOTSOFF, SEYMOUR, N. | I | S.N. LOTSOFF & ASSOCIATES, INC. | E | Control |
| PAPPO, JOSEPH, NIR | I | PAPPO SERVICES CORP. | E | Control |
| PAPPO, JOSEPH, NIR | I | PAPPO SERVICES CORP. | E | Control |
| PAPPO, JOSEPH, NIR | I | PAPPO SERVICES CORP. | E | Control |
| REID, DONALD, WAYNE | I | REID SERVICES CORP. | E | Control |
| REID, DONALD, WAYNE | I | REID SERVICES CORP. | E | Control |
| REID, DONALD, WAYNE | I | REID SERVICES CORP. | E | Control |
| RTZ ACQUISITIONS HOLDINGS, LLC | DE | RTZ ACQUISITION, LLC | E | Control |
| RTZ ACQUISITIONS HOLDINGS, LLC | DE | RTZ ACQUISITION, LLC | E | Control |
| RTZ ACQUISITION, LLC | DE | ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC | C | Control |
| RTZ ACQUISITION, LLC | DE | ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC | C | Control |
| THE ZIEGLER COMPANIES, INC. | DE | ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC | C | Control |
| THE ZIEGLER COMPANIES, INC. | DE | ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Apr 18, 2011 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
20 N. CLARK STREETSUITE 3400
CHICAGO, IL 60602-4109
United States
Phone: 312-368-1442