ARROWHAWK CAPITAL PARTNERS LIQUID MARKETS, LLC
CRD #151753 SEC #801-70717 DARIEN, CT 203-202-3816
SEC Registered
Total AUM
$220M
Discretionary
$220M
Employees
--
Clients
--
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAHL, WALTER, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| DAHL, WALTER, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| DAHL, WALTER, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| JING, XIAO-HONG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| JING, XIAO-HONG, (NMN) | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| JING, XIAO-HONG, (NMN) | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| LITT, MICHAEL, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LITT, MICHAEL, CARL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LITT, MICHAEL, CARL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ARROWHAWK CAPITAL PARTNERS, LLC | DE | OWNER/MANAGING MEMBER | D | Control |
| ARROWHAWK CAPITAL PARTNERS, LLC | DE | OWNER/MANAGING MEMBER | D | Control |
| ARROWHAWK CAPITAL PARTNERS, LLC | DE | OWNER/MANAGING MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DAHL, WALTER, ROBERT | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| DAHL, WALTER, ROBERT | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| DAHL, WALTER, ROBERT | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| LENNOX, ROY, W. | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| LENNOX, ROY, WALLACE | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| LENNOX, ROY, WALLACE | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| REFVIK, OLAV, (NMN) | I | ARROWHAWK CAPITAL PARTNERS | F | Control |
| REFVIK, OLAV, (NMN) | I | ARROWHAWK CAPITAL PARTNERS | F | Control |
| REFVIK, OLAV, N | I | ARROWHAWK CAPITAL PARTNERS | F | Control |
| WIGGINS, STEPHEN, FORD | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| WIGGINS, STEPHEN, FORD | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| WIGGINS, STEPHEN, FORD | I | ARROWHAWK CAPITAL PARTNERS, LLC | F | Control |
| LITT, MICHAEL, C | I | ARROWHAWK CAPITAL PARTNERS, LLC | D | Control |
| LITT, MICHAEL, CARL | I | ARROWHAWK CAPITAL PARTNERS, LLC | D | Control |
| LITT, MICHAEL, CARL | I | ARROWHAWK CAPITAL PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Oct 16, 2009 REGISTERED
Notice Filings (2)
CT TX
Address
1120 BOSTON POST ROADDARIEN, CT 6820
United States
Phone: 203-202-3816