KESTRA INSTITUTIONAL SERVICES, LLC
CRD #151790 SEC #801-70743 AUSTIN, TX 844-553-7872
SEC Registered
Total AUM
--
Discretionary
--
Employees
10
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | EVP, WEALTH MANAGEMENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BERGSTROM, JOHN, DERRICK | I | VICE PRESIDENT, ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN, DERRICK | I | VICE PRESIDENT, ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN, DERRICK | I | VICE PRESIDENT, ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN, DERRICK | I | VICE PRESIDENT, ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN, DERRICK | I | VICE PRESIDENT, ADVISORY SERVICES | NA | |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EVP | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EVP | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | CHIEF OPERATING OFFICER, EVP | NA | Control |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE, MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | VP, CHIEF INFORMATION SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| FORSYTHE, MICHAEL, JOSEPH | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| FORSYTHE, MICHAEL, JOSEPH | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| FORSYTHE, MICHAEL, JOSEPH | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | Control |
| GOLDMAN, MICHAEL, NATHAN | I | DIRECTOR | NA | Control |
| GOLDMAN, MICHAEL, NATHAN | I | DIRECTOR | NA | Control |
| GOLDMAN, MICHAEL, NATHAN | I | DIRECTOR | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK, D | I | SVP, TECHNOLOGY | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS, W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICER | NA | |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LECLAIR, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| LONG, ANNEMARIE, VERONICA | I | DIRECTOR | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EVP, GENERAL COUNSEL | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, EVP | NA | |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, STRATEGIC INITIATIVES | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, CHIEF OPERATING OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | SVP, STRATEGIC INITIATIVES | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EVP, STRATEGIC INITIATIVES | NA | Control |
| WACHS, GARY, DAVID | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| WHISNANT, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| WHISNANT, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| WHISNANT, KRISTEN, SANDERS | I | SENIOR VICE PRESIDENT | NA | |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | VICE PRESIDENT, CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KESTRA FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | 100% SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVIOSR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
Registrations
Federal
IA
Apr 9, 2025 REGISTERED
Notice Filings (1)
TX
Address
5707 SOUTHWEST PARKWAYBLDG 2, SUITE 400
AUSTIN, TX 78735
United States
Phone: 844-553-7872