DFB ENTERPRISE, LLC
Legal name: DFB ENTERPRISE
CRD #151805 SEC #801-70721 HIGHLANDS RANCH, CO 303-468-4540
SEC Registered
Total AUM
$6M
Discretionary
$0
Employees
5
Clients
25
Accounts
39
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 12, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATH, DANA, FAMBROUGH | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 12, 2009 REGISTERED
Notice Filings (1)
CO
Address
9457 S UNIVERSITY BLVD #285HIGHLANDS RANCH, CO 80126
United States
Phone: 303-468-4540