FOREFRONT CAPITAL MARKETS LLC
CRD #151812 SEC #801-80131 NEW YORK, NY 212-607-8150
SEC Registered Broker-Dealer
Total AUM
$41.6M
Discretionary
$41.6M
Employees
37
Clients
1
Accounts
163
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 18, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| REIFLER, BRADLEY CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REIFLER, BRADLEY CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REIFLER, BRADLEY CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REIFLER, BRADLEY CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WASITOWSKI, DAVID ALLAN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID ALLAN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID ALLAN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID ALLAN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FOREFRONT CAPITAL HOLDINGS, LLC | DE | OWNER-SHAREHOLDER | E | Control |
| FOREFRONT CAPITAL HOLDINGS, LLC | DE | OWNER-SHAREHOLDER | E | Control |
| FOREFRONT CAPITAL HOLDINGS, LLC | DE | OWNER-SHAREHOLDER | E | Control |
| FOREFRONT CAPITAL HOLDINGS, LLC | DE | OWNER-SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ENGEL, CHRISTOPHER E | I | FOREFRONT CAPITAL HOLDINGS, LLC | F | |
| ENGEL, CHRISTOPHER E | I | FOREFRONT CAPITAL HOLDINGS, LLC | F | |
| ENGEL, CHRISTOPHER E | I | FOREFRONT CAPITAL HOLDINGS, LLC | F | |
| ENGEL, CHRISTOPHER E | I | FOREFRONT CAPITAL HOLDINGS, LLC | F | |
| REIFLER, BRADLEY CARL | I | FOREFRONT CAPITAL HOLDINGS, LLC | E | Control |
| REIFLER, BRADLEY CARL | I | FOREFRONT CAPITAL HOLDINGS, LLC | E | Control |
| REIFLER, BRADLEY CARL | I | FOREFRONT CAPITAL HOLDINGS, LLC | E | Control |
| REIFLER, BRADLEY CARL | I | FOREFRONT CAPITAL HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jun 18, 2015 REGISTERED
Notice Filings (1)
NY
Address
7 TIMES SQUARE37TH FLOOR
NEW YORK, NY 10036
United States
Phone: 212-607-8150