RIA Intelligence

HEAPHY INVESTMENTS, LLC

CRD #151849 SEC #801-70962 SPRINGFIELD, MA 413-736-8805
SEC Registered
Total AUM
$48.4M
Discretionary
$48.4M
Employees
1
Clients
--
Accounts
258

Firm Details

Organization Type
Limited Liability Company
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 25, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HEAPHY, LOIS, BIMEMBER/CHIEF COMPLIANCE OFFICERE Control
HEAPHY, LOIS, BIMEMBER/CHIEF COMPLIANCE OFFICERE Control
HEAPHY, LOIS, BIMEMBER/CHIEF COMPLIANCE OFFICERE Control
HEAPHY, LOIS, BIMEMBER/CHIEF COMPLIANCE OFFICERE Control
HEAPHY, EDWARD, THOMASIMANAGERC Control
HEAPHY, EDWARD, THOMASIMANAGERC Control
HEAPHY, EDWARD, THOMASIMANAGERC Control
HEAPHY, EDWARD, THOMASIMANAGERC Control

Registrations

Federal

IA
Jun 25, 2012 REGISTERED

Notice Filings (1)

MA

Address

32 HAMPDEN STREET
SPRINGFIELD, MA 01103
United States
Phone: 413-736-8805