CHOTIN ASSET MANAGEMENT CORPORATION
Legal name: CHOTIN FUND MANAGEMENT, LLC
CRD #151878 SEC #801-70832 GREENWOOD VILLAGE, CO 303-741-0100
SEC Registered Private Funds
Total AUM
$799.1M
Discretionary
$0
Employees
12
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, NICOLE | I | CORPORATE SECRETARY | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY | NA | Control |
| BROWN, NICOLE | I | CORPORATE SECRETARY OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO | NA | Control |
| CHOTIN, STEVEN, BARRY | I | CHAIRMAN/CEO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT/COO | NA | Control |
| DICKENS, HELEN, MARIE | I | PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/CFO | NA | Control |
| FREDERICK, DAVID, DONALD | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/CFO | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO | NA | Control |
| FREDERICK, DAVID, DONALD | I | VICE PRESIDENT/TREASURER/CFO OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/HR DIRECTOR | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/HR DIRECTOR | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/ADMIN OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/ADMIN OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/ADMIN OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/DIRECTOR OF ADMIN | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/ADMIN OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| LAND, JENNIFER, MARIE | I | VICE PRESIDENT/DIRECTOR OF ADMIN | NA | Control |
| LAND, JENNIFER, MARIE | I | EXECUTIVE VICE PRESIDENT OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| SHAOUL, EDWARD, R. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT CORP. (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTERHAUSEN, JOHN, ERIC | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER OF CHOTIN FUND MANAGEMENT LLC (RELYING ADVISER) | NA | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHOTIN, STEVEN, BARRY | I | THE CHOTIN GROUP CORPORATION | E | Control |
| CHOTIN, STEVEN, BARRY | I | THE CHOTIN GROUP CORPORATION | E | Control |
| CHOTIN, STEVEN, BARRY | I | THE CHOTIN GROUP CORPORATION | E | Control |
| CHOTIN, STEVEN, BARRY | I | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| CHOTIN, STEVEN, BARRY | I | THE CHOTIN GROUP CORPORATION | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| THE CHOTIN GROUP CORPORATION | DE | CHOTIN FUND MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
Registrations
Federal
IA
Mar 17, 2014 REGISTERED
Notice Filings (1)
CO
Address
5675 DTC BOULEVARDSUITE 200
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-741-0100