ACADIA MUTUAL FUND MANAGEMENT, LLC
CRD #151886 SEC #801-70873 NEW YORK, NY 212-671-1111
SEC Registered
Total AUM
$3.1M
Discretionary
$3.1M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Apr 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOGUE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGUE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGUE, MICHAEL, EDWARD | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACOBS, ERIC, DEHART | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JACOBS, ERIC, DEHART | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JACOBS, ERIC, DEHART | I | CHIEF EXECUTIVE AND CHIEF INVESTMENT OFFICER | NA | Control |
| MYERS, CHISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | Control |
| MYERS, CHISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | Control |
| SMEDLEY, MARK, JON | I | CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| SMEDLEY, MARK, JON | I | CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| SMEDLEY, MARK, JON | I | CHIEF OPERATING OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| ACADIA ASSET MANAGEMENT, LLC | DE | MEMBER | D | Control |
| ACADIA ASSET MANAGEMENT, LLC | DE | MEMBER | D | Control |
| ACADIA ASSET MANAGEMENT, LLC | DE | MEMBER | D | Control |
| CARPENTER, RICHARD, NICHOLAS | I | MEMBER | A | |
| CARPENTER, RICHARD, NICHOLAS | I | MEMBER | A | |
| CARPENTER, RICHARD, NICHOLAS | I | MEMBER | A | |
| GOTTFRIED, MICHAEL, ADAM | I | MEMBER | A | |
| GOTTFRIED, MICHAEL, ADAM | I | MEMBER | A | |
| KIRTLAND, PETER, WERNER | I | MEMBER | A | |
| KIRTLAND, PETER, WERNER | I | MEMBER | A | |
| OLSON, JAMES, JOHN | I | MEMBER | A | |
| OLSON, JAMES, JOHN | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JACOBS, ERIC, DEHART | I | ACADIA ASSET MANAGEMENT, LLC | E | Control |
| JACOBS, ERIC, DEHART | I | ACADIA ASSET MANAGEMENT, LLC | E | Control |
| JACOBS, ERIC, DEHART | I | ACADIA ASSET MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Apr 13, 2012 REGISTERED
Address
ONE PENN PLAZA36TH FLOOR
NEW YORK, NY 10119
United States
Phone: 212-671-1111