VICEROY CONSULTING LLC
Legal name: VICEROY CONSULTING, LLC
CRD #151903 SEC #801-70735 NEW YORK, NY 212-621-3300
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/ELECTED MANAGER | NA | Control |
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/ELECTED MANAGER | NA | Control |
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/ELECTED MANAGER | NA | Control |
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/ELECTED MANAGER | NA | Control |
| DEARING, BRETT, EDWARD | I | CHIEF COMPLIANCE OFFICER/ELECTED MANAGER | NA | Control |
| EBERT, PAUL, FRANCIS | I | CFO | NA | |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
| VICEROY PARTNERS LLC | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
| DEARING, BRETT, EDWARD | I | VICEROY PARTNERS LLC | E | Control |
Registrations
Federal
IA
May 11, 2010 REGISTERED
Notice Filings (16)
AR CA CO CT DC DE FL GA IL MD MN NC NJ NY OH PA
Address
135 WEST 50TH STREET18TH FLOOR
NEW YORK, NY 10020
United States
Phone: 212-621-3300