CAIN BROTHERS ASSET MANAGEMENT, LLC
CRD #151994 SEC #801-70798 NEW YORK, NY 212-869-5600
SEC Registered Private Funds
Total AUM
$1.9B
Discretionary
$1.9B
Employees
6
Clients
0
Accounts
53
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEALE, LESLIE, LOGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDENKO, CHARITY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARVEY, ANDREW, MCBRAYER | I | VICE PRESIDENT | NA | Control |
| GARVEY, ANDREW, MCBRAYER | I | VICE PRESIDENT | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHEEHAN, TIMOTHY, JAMES | I | VICE PRESIDENT/COO | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| SMITH, SCOTT, DANIEL | I | PRESIDENT | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| THURMAN, RHETT, DAVID | I | SECRETARY AND TREASURER/CFO | NA | Control |
| WEST, MICHAEL, RAY | I | PRESIDENT | NA | Control |
| BPV CAPITAL MANAGEMENT, LLC | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
| CAIN BROTHERS & COMPANY, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NORTHSHORE MANAGEMENT COMPANY | DE | BPV CAPITAL MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (6)
CO FL IN MD NY TX
Address
360 MADISON AVENUE5TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-869-5600