ASCENT INVESTMENT MANAGEMENT COMPANY LLC
CRD #152016 SEC #801-70848 LOS ANGELES, CA 213-785-3790
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 17, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HO, ROLAND, KWOK WAI | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| HO, ROLAND, KWOK WAI | I | MANAGING MEMBER | C | Control |
| HO, ROLAND, KWOK WAI | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| HO, ROLAND, NMN | I | MANAGING MEMBER | C | Control |
| HO, ROLAND, NMN | I | MANAGING MEMBER | C | Control |
| HO, ROLAND, NMN | I | MANAGING MEMBER | C | Control |
| GUPTA, RAJENDRA, K. | I | MANAGING MEMBER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| GUPTA, RAJENDRA, K. | I | MANAGING MEMBER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| GUPTA, RAJENDRA, K. | I | MANAGER | B | Control |
| GUPTA, RAJENDRA, K. | I | MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| GUPTA, RAJENDRA, K. | I | MANAGING MEMBER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| GUPTA, RAJENDRA, K. | I | MANAGER | B | Control |
| JU, QUN, NMN | I | MEMBER | B | Control |
| JU, QUN, NMN | I | MEMBER | B | Control |
| JU, QUN, NMN | I | MEMBER | B | Control |
| JU, QUN, NMN | I | MEMBER | B | Control |
| JU, QUN, NMN | I | MEMBER | B | Control |
| JU, QUN, NMN | I | MEMBER | B | Control |
| NAQVI, SAJJAD, NMN | I | MEMBER | B | Control |
| NAQVI, SAJJAD, NMN | I | MEMBER | B | Control |
| NAQVI, SAJJAD, NMN | I | MEMBER | B | Control |
| NAQVI, SAJJAD, NMN | I | MEMBER | B | Control |
| NAQVI, SAJJAD, NMN | I | MEMBER | B | Control |
| NAQVI, SAJJAD, NMN | I | MEMBER | B | Control |
Registrations
Federal
IA
May 17, 2010 REGISTERED
Notice Filings (1)
CA
Address
555 WEST 5TH STREETSUITE 3000
LOS ANGELES, CA 90013
United States
Phone: 213-785-3790