RIA Intelligence

WATERMARK INVESTMENT ADVISORS, LLC

Legal name: WATERMARK ALTERNATIVE INVESTMENT MANAGEMENT

CRD #152038 SEC #801-70763 NEW YORK, NY 212-257-6720
SEC Registered
Total AUM
$25M
Discretionary
$0
Employees
1
Clients
1
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 5, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
YOO, JOANNE, NMNICHIEF COMPLIANCE OFFICER, MANAGING MEMBERE Control
LOPEZ, JUANIMANAGING DIRECTORD Control
LOPEZ, JUANIMANAGING MEMBERD Control
LOPEZ, JUANIMANAGING DIRECTORD Control
VAN HORNE, OSEI, ANTHONYICHIEF FINANCIAL OFFICERD Control
VAN HORNE, OSEI, ANTHONYICHIEF FINANCIAL OFFICER, MANAGING MEMBERD Control
YOO, JOANNE, MICHIEF COMPLIANCE OFFICERD Control
YOO, JOANNE, NMNICHIEF COMPLIANCE OFFICERD Control
YOO, JOANNE, NMNICHIEF COMPLIANCE OFFICER, MANAGING MEMBERD Control
YOO, JOANNE, NMNICHIEF COMPLIANCE OFFICER, MANAGING MEMBERD Control
YOO, JOANNE, NMNICHIEF COMPLIANCE OFFICER, MANAGING MEMBERD Control
YOO, JOANNE, NMNICHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Apr 5, 2012 REGISTERED

Address

1350 AVE OF THE AMERICAS
3 FLOOR
NEW YORK, NY 10019
United States
Phone: 212-257-6720