ROSECAP INVESTMENT ADVISORS, LLC
CRD #152054 SEC #801-118154 GRAND JUNCTION, CO (970) 773-5300
SEC Registered
Total AUM
$444.6M
Discretionary
$443.1M
Employees
5
Clients
10
Accounts
661
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | MANAGING DIRECTOR | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Schultz, Autumn, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL LLC | DE | PARENT COMPANY | E | Control |
| ROSECAP FINANCIAL LLC | DE | PARENT COMPANY | E | Control |
| ROSENBERG CAPITAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSENBERG CAPITAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSENBERG CAPITAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
| ROSENBERG CAPITAL ADVISORS, LLC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSENBERG, MATTHEW, HAMILTON | I | ROSENBERG CAPITAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSENBERG CAPITAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSENBERG CAPITAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSENBERG CAPITAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
| ROSENBERG, MATTHEW, HAMILTON | I | ROSECAP FINANCIAL ADVISORS, LLC | E | Control |
Registrations
Federal
IA
Mar 10, 2025 REGISTERED
Notice Filings (2)
CO TX
Address
200 GRAND AVESUITE 205
GRAND JUNCTION, CO 81501
United States
Phone: (970) 773-5300