PPB ADVISORS, LLC
CRD #152303 SEC #801-96194 WEST CONSHOHOCKEN, PA 484.278.4017
SEC Registered Private Funds
Total AUM
$4B
Discretionary
$0
Employees
48
Clients
--
Accounts
104
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 30, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| BAKER, ROBERT, LANCE | I | CFO | NA | |
| Baker, Robert, Lance | I | CFO | NA | Control |
| Baker, Robert, Lance | I | CFO | NA | Control |
| Baker, Robert, Lance | I | CFO | NA | Control |
| Baker, Robert, Lance | I | CFO | NA | Control |
| Baker, Robert, Lance | I | CFO | NA | Control |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| FLANNERY, CHRISTOPHER, PATRICK | I | CCO | NA | |
| LAKE, BRENDAN, W | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| LAKE, BRENDAN, WILLIAM | I | PRESIDENT | NA | Control |
| PETERS, RALEIGH, GENE | I | PARTNER | NA | Control |
| PETERS, RALEIGH, GENE | I | PARTNER | NA | Control |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROEPER, JESSICA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMON, WILLIAM, PATTERSON | I | PARTNER | NA | Control |
| SIMON, WILLIAM, PATTERSON | I | PARTNER | NA | Control |
| SIMON, WILLIAM, PATTERSON | I | PARTNER | NA | Control |
| SIMON, WILLIAM, PATTERSON | I | PARTNER | NA | Control |
| SIMON, WILLIAM, PATTERSON | I | PARTNER | NA | Control |
| STERN, ADAM, J | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| STERN, ADAM, JEFFREY | I | CFO | NA | Control |
| TEUFEL, FREDERICK, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| TEUFEL, FREDERICK, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| TEUFEL, FREDERICK, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | Control |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | Control |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | Control |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | Control |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | Control |
| PPB CAPITAL PARTNERS LLC | DE | OWNER | E | Control |
| LAKE, BRENDAN, W | I | PRESIDENT AND CEO | D | Control |
| LAKE, BRENDAN, W | I | PRESIDENT AND CEO | D | Control |
| LAKE, BRENDAN, W | I | PRESIDENT AND CEO | D | Control |
| LAKE, BRENDAN, W | I | PRESIDENT AND CEO | D | Control |
| LAKE, BRENDAN, W | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CEO | D | Control |
| LAKE, BRENDAN, W | I | MANAGING MEMBER, CCO | D | Control |
| LAKE, BRENDAN, W | I | MANAGING MEMBER, CCO | D | Control |
| LAKE, BRENDAN, W | I | MANAGING MEMBER, CCO | D | Control |
| LAKE, BRENDAN, W | I | MANAGING MEMBER, CCO | D | Control |
| LAKE, BRENDAN, W | I | MANAGING MEMBER, CCO | D | Control |
| LAKE, BRENDAN, W | I | MANAGING MEMBER, CCO | D | Control |
| FRY, CHARLES, SHAY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| FRY, CHARLES, SHAY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| FRY, CHARLES, SHAY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| FRY, CHARLES, SHAY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| FRY, CHARLES, SHAY | I | MANAGING MEMBER | B | Control |
| CHAMBERS, JOHN | I | SHAREHOLDER | A | |
| CHAMBERS, JOHN | I | SHAREHOLDER | A | |
| CHAMBERS, JOHN | I | SHAREHOLDER | A | |
| GECZY, CHRISTOPHER, CHARLES | I | DIRECTOR OF CURRICULUM | A | |
| GECZY, CHRISTOPHER, CHARLES | I | DIRECTOR OF CURRICULUM | A | |
| GECZY, CHRISTOPHER, CHARLES | I | DIRECTOR OF CURRICULUM | A | |
| GECZY, CHRISTOPHER, CHARLES | I | DIRECTOR OF CURRICULUM | A | |
| GECZY, CHRISTOPHER, CHARLES | I | DIRECTOR OF CURRICULUM | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | D | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | D | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | D | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | D | Control |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| BARLETTA, VINCENT, FREDERICK | I | PPB CAPITAL PARTNERS LLC | C | |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| LAKE, BRENDAN, WILLIAM | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
| STERN, ADAM, JEFFREY | I | PPB CAPITAL PARTNERS LLC | C | Control |
Registrations
Federal
IA
Oct 30, 2025 REGISTERED
Notice Filings (3)
GA NC PA
Address
300 BARR HARBOR DRIVESUITE 260
WEST CONSHOHOCKEN, PA 19428
United States
Phone: 484.278.4017