LUCIA WEALTH SERVICES, LLC
Legal name: LUCIA CAPITAL GROUP
CRD #152396 SEC #801-71073 SAN DIEGO, CA 800-644-1150
SEC Registered Disclosures
Total AUM
$1.5B
Discretionary
$1.1B
Employees
69
Clients
101
Accounts
5,735
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2020 | $128.2M | $109.7M | $18.5M | 6 | 78 |
| Oct 2020 | $128.2M | $109.7M | $18.5M | 6 | 78 |
| Sep 2020 | $1.5B | $1.1B | $353.9M | 69 | 78 |
| Aug 2020 | $1.5B | $1.1B | $353.9M | 69 | 78 |
| Jun 2020 | $1.5B | $1.1B | $353.9M | 69 | 78 |
| Mar 2020 | $1.5B | $1.1B | $353.9M | 69 | 78 |
| Aug 2019 | $1.3B | $899.7M | $390.4M | 75 | 88 |
| Aug 2019 | $1.3B | $899.7M | $390.4M | 75 | 88 |
| Mar 2019 | $1.3B | $899.7M | $390.4M | 75 | 88 |
| Dec 2018 | $1.4B | $877.6M | $491.4M | 46 | 11 |
| Apr 2018 | $1.4B | $877.6M | $491.4M | 46 | 11 |
| Apr 2018 | $1.4B | $877.6M | $491.4M | 46 | 11 |
| Mar 2018 | $1.4B | $877.6M | $491.4M | 46 | 11 |
| Mar 2018 | $2.4B | $1.4B | $972.4M | 46 | 11 |
| Sep 2017 | $497.2M | $408.5M | $88.7M | 34 | 2,710 |
| Aug 2017 | $497.2M | $408.5M | $88.7M | 34 | 2,710 |
| Jun 2017 | $497.2M | $408.5M | $88.7M | 34 | 2,710 |
| Apr 2017 | $497.2M | $408.5M | $88.7M | 34 | 2,710 |
| Aug 2016 | $498.6M | $375.9M | $122.7M | 46 | 3,200 |
| Apr 2016 | $498.6M | $375.9M | $122.7M | 46 | 3,200 |
| Mar 2016 | $498.6M | $375.9M | $122.7M | 46 | 3,200 |
| Aug 2015 | $498.8M | $261.8M | $237M | 46 | 3,100 |
| Mar 2015 | $498.8M | $261.8M | $237M | 46 | 3,100 |
| Mar 2015 | $498.8M | $261.8M | $237M | 46 | 3,100 |
| Dec 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| Oct 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| Sep 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| Sep 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| Aug 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| May 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| Apr 2014 | $391.2M | $201.4M | $189.8M | 37 | 2,698 |
| Nov 2013 | $332.4M | $285.5M | $46.9M | 37 | 2,812 |
| Sep 2013 | $332.4M | $285.5M | $46.9M | 37 | 2,812 |
| Aug 2013 | $332.4M | $285.5M | $46.9M | 37 | 2,812 |
| Mar 2013 | $332.4M | $285.5M | $46.9M | 37 | 2,812 |
| Oct 2012 | $278.9M | $278.9M | $0 | 37 | 3,565 |
| Oct 2012 | $278.9M | $278.9M | $0 | 51 | 3,565 |
| Oct 2012 | $278.9M | $278.9M | $0 | 51 | 3,565 |
| Sep 2012 | $278.9M | $278.9M | $0 | 51 | 3,565 |
| Apr 2012 | $278.9M | $278.9M | $0 | 51 | 3,565 |
| Apr 2012 | $278.9M | $278.9M | $0 | 51 | 3,565 |
| Mar 2012 | $278.9M | $278.9M | $0 | 51 | 3,565 |
| Dec 2011 | $396.4M | $396.4M | $0 | 51 | 3,000 |
| Nov 2011 | $396.4M | $396.4M | $0 | 51 | 3,000 |
| Jun 2011 | $400.3M | $400.3M | $0 | 51 | -- |
| May 2011 | $400.3M | $400.3M | $0 | 51 | -- |
| May 2011 | $400.3M | $400.3M | $0 | 51 | -- |
| Mar 2011 | $400.3M | $400.3M | $0 | 51 | -- |
| Mar 2011 | $400.3M | $400.3M | $0 | 51 | -- |
| Jun 2010 | $303.7M | $303.7M | $0 | 51 | -- |
| May 2010 | $0 | $0 | $0 | 51 | -- |
| Mar 2010 | $0 | $0 | $0 | 51 | -- |
| Jan 2010 | $0 | $0 | $0 | 51 | -- |
DateNov 2020
Total AUM$128.2M
Discretionary$109.7M
Non-Disc.$18.5M
Employees6
Clients78
DateOct 2020
Total AUM$128.2M
Discretionary$109.7M
Non-Disc.$18.5M
Employees6
Clients78
DateSep 2020
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$353.9M
Employees69
Clients78
DateAug 2020
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$353.9M
Employees69
Clients78
DateJun 2020
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$353.9M
Employees69
Clients78
DateMar 2020
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$353.9M
Employees69
Clients78
DateAug 2019
Total AUM$1.3B
Discretionary$899.7M
Non-Disc.$390.4M
Employees75
Clients88
DateAug 2019
Total AUM$1.3B
Discretionary$899.7M
Non-Disc.$390.4M
Employees75
Clients88
DateMar 2019
Total AUM$1.3B
Discretionary$899.7M
Non-Disc.$390.4M
Employees75
Clients88
DateDec 2018
Total AUM$1.4B
Discretionary$877.6M
Non-Disc.$491.4M
Employees46
Clients11
DateApr 2018
Total AUM$1.4B
Discretionary$877.6M
Non-Disc.$491.4M
Employees46
Clients11
DateApr 2018
Total AUM$1.4B
Discretionary$877.6M
Non-Disc.$491.4M
Employees46
Clients11
DateMar 2018
Total AUM$1.4B
Discretionary$877.6M
Non-Disc.$491.4M
Employees46
Clients11
DateMar 2018
Total AUM$2.4B
Discretionary$1.4B
Non-Disc.$972.4M
Employees46
Clients11
DateSep 2017
Total AUM$497.2M
Discretionary$408.5M
Non-Disc.$88.7M
Employees34
Clients2,710
DateAug 2017
Total AUM$497.2M
Discretionary$408.5M
Non-Disc.$88.7M
Employees34
Clients2,710
DateJun 2017
Total AUM$497.2M
Discretionary$408.5M
Non-Disc.$88.7M
Employees34
Clients2,710
DateApr 2017
Total AUM$497.2M
Discretionary$408.5M
Non-Disc.$88.7M
Employees34
Clients2,710
DateAug 2016
Total AUM$498.6M
Discretionary$375.9M
Non-Disc.$122.7M
Employees46
Clients3,200
DateApr 2016
Total AUM$498.6M
Discretionary$375.9M
Non-Disc.$122.7M
Employees46
Clients3,200
DateMar 2016
Total AUM$498.6M
Discretionary$375.9M
Non-Disc.$122.7M
Employees46
Clients3,200
DateAug 2015
Total AUM$498.8M
Discretionary$261.8M
Non-Disc.$237M
Employees46
Clients3,100
DateMar 2015
Total AUM$498.8M
Discretionary$261.8M
Non-Disc.$237M
Employees46
Clients3,100
DateMar 2015
Total AUM$498.8M
Discretionary$261.8M
Non-Disc.$237M
Employees46
Clients3,100
DateDec 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateOct 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateSep 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateSep 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateAug 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateMay 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateApr 2014
Total AUM$391.2M
Discretionary$201.4M
Non-Disc.$189.8M
Employees37
Clients2,698
DateNov 2013
Total AUM$332.4M
Discretionary$285.5M
Non-Disc.$46.9M
Employees37
Clients2,812
DateSep 2013
Total AUM$332.4M
Discretionary$285.5M
Non-Disc.$46.9M
Employees37
Clients2,812
DateAug 2013
Total AUM$332.4M
Discretionary$285.5M
Non-Disc.$46.9M
Employees37
Clients2,812
DateMar 2013
Total AUM$332.4M
Discretionary$285.5M
Non-Disc.$46.9M
Employees37
Clients2,812
DateOct 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees37
Clients3,565
DateOct 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees51
Clients3,565
DateOct 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees51
Clients3,565
DateSep 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees51
Clients3,565
DateApr 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees51
Clients3,565
DateApr 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees51
Clients3,565
DateMar 2012
Total AUM$278.9M
Discretionary$278.9M
Non-Disc.$0
Employees51
Clients3,565
DateDec 2011
Total AUM$396.4M
Discretionary$396.4M
Non-Disc.$0
Employees51
Clients3,000
DateNov 2011
Total AUM$396.4M
Discretionary$396.4M
Non-Disc.$0
Employees51
Clients3,000
DateJun 2011
Total AUM$400.3M
Discretionary$400.3M
Non-Disc.$0
Employees51
Clients--
DateMay 2011
Total AUM$400.3M
Discretionary$400.3M
Non-Disc.$0
Employees51
Clients--
DateMay 2011
Total AUM$400.3M
Discretionary$400.3M
Non-Disc.$0
Employees51
Clients--
DateMar 2011
Total AUM$400.3M
Discretionary$400.3M
Non-Disc.$0
Employees51
Clients--
DateMar 2011
Total AUM$400.3M
Discretionary$400.3M
Non-Disc.$0
Employees51
Clients--
DateJun 2010
Total AUM$303.7M
Discretionary$303.7M
Non-Disc.$0
Employees51
Clients--
DateMay 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateMar 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateJan 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--