RIA Intelligence

SAMMONS SECURITIES, INC.

Legal name: SAMMONS ADVISOR SERVICES

CRD #152404 SEC #801-70969 CHICAGO, IL 312-648-7708
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DINSHAW, ESFANDYAR, ERUCHICHAIRMAN/DIRECTORNA Control
DINSHAW, ESFANDYAR, ERUCHICHAIRMAN/DIRECTORNA Control
DINSHAW, ESFANDYAR, ERUCHICHAIRMAN/DIRECTORNA Control
DINSHAW, ESFANDYAR, ERUCHICHAIRMAN/DIRECTORNA Control
DINSHAW, ESFANDYAR, ERUCHICHAIRMAN/DIRECTORNA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
HUGUNIN, JEFFREY, IVANICFONA Control
MASTERSON, MICHAEL, MILOICHAIRMAN/DIRECTORNA Control
MASTERSON, MICHAEL, MILOICHAIRMAN/DIRECTORNA Control
MASTERSON, MICHAEL, MILOICHAIRMAN/DIRECTORNA Control
MASTERSON, MICHAEL, MILOICHAIRMAN/DIRECTORNA Control
MASTERSON, MICHAEL, MILOICHAIRMAN/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
PALMITIER, STEVEN, CRAIGICEO/DIRECTORNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
REED, CINDY, KAYIPRESIDENTNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SILVIUS, TERESA, ANNEICHIEF COMPLIANCE OFFICERNA Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control
SAMMONS FINANCIAL GROUPDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
KORBA, ROBERT, WAYNEITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
SAMS, DAVID, EITHE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2F Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
CONSOLIDATED INVESTMENT SERVICES, INC.DESAMMONS FINANCIAL GROUPE Control
GREATBANC TRUST COMPANY, TRUSTEEDESAMMONS ENTERPRISES, INC. ESOTE Control
GREATBANC TRUST COMPANY, TRUSTEEDESAMMONS ENTERPRISES, INC. ESOTE Control
GREATBANC TRUST COMPANY, TRUSTEEDESAMMONS ENTERPRISES, INC. ESOTE Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC.DECONSOLIDATED INVESTMENT SERVICES, INC.E Control
SAMMONS ENTERPRISES, INC. ESOTDESAMMONS ENTERPRISES, INC.E Control
SAMMONS ENTERPRISES, INC. ESOTDESAMMONS ENTERPRISES, INC.E Control
SAMMONS ENTERPRISES, INC. ESOTDESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control
THE CHARLES A SAMMONS 1987 CHARITABLE REMAINDER TRUST NO. 2DESAMMONS ENTERPRISES, INC.E Control

Registrations

Federal

IA
Apr 30, 2012 REGISTERED

Notice Filings (40)

AR AZ CA CO CT FL GA IA ID IL IN KS KY LA MA MD ME MI MN MO MS NC ND NE NJ NV OH OK OR PA SC SD TN TX UT VA VT WA WI WV

Address

525 W VAN BUREN 12TH FLOOR
CHICAGO, IL 60607
United States
Phone: 312-648-7708